Clough Global Dividend and Income Fund

Holdings as of 02/28/2017, subject to change

Common Stock
Description % of Total Portfolio
Apple, Inc. 4.57%
Citigroup, Inc. 2.25%
Broadcom, Ltd. 2.14%
Liberty Ventures - Series A 2.12%
Samsung Electronics Co., Ltd. 2.08%
Bank of America Corp. 2.06%
Ares Capital Corp. 2.00%
Starwood Property Trust, Inc. 1.77%
Microsoft Corp. 1.74%
Merck & Co., Inc.
02/22/2017
1.66%
DR Horton, Inc. 1.49%
Liberty Broadband Corp. - Class C 1.43%
Community Healthcare Trust, Inc. 1.24%
Pfizer, Inc. 1.21%
Golub Capital BDC, Inc. 1.18%
Blackstone Mortgage Trust, Inc. - Class A 1.16%
Lennar Corp. - Class A 1.06%
China Mobile, Ltd. 1.06%
EOG Resources, Inc. 0.93%
Bristol-Meyers Squibb Co. 0.91%
PulteGroup, Inc. 0.87%
ViaSat, Inc. 0.85%
PennyMac Mortgage Investment Trust 0.73%
Hercules Capital, Inc. 0.69%
Fairway Energy LP - 144A 0.64%
MedEquities Realty Trust, Inc. 0.64%
IMAX Corp.
07/01/2018
0.62%
Alibaba Group Holding, Ltd. - Sponsored ADR 0.60%
Pioneer Natural Resources Co. 0.59%
Solar Senior Capital, Ltd. 0.57%
Chr Hansen Holding A/S 0.55%
Service Corp. International 0.54%
Solar Capital, Ltd. 0.51%
B&G Foods, Inc. 0.48%
Monolithic Power Systems, Inc. 0.42%
Sony Corp. 0.41%
Ladder Capital Corp. 0.39%
JPMorgan Chase & Co.
02/22/2017
0.35%
Ulvac, Inc. 0.35%
Ares Commercial Real Estate Corp. 0.34%
Gilead Sciences, Inc. 0.33%
Cable One, Inc. 0.33%
Global Medical REIT, Inc. 0.31%
MTGE Investment Corp. 0.31%
T-Mobile US, Inc. 0.28%
Biogen, Inc. 0.24%
Cardiome Pharma Corp. 0.22%
Nintendo Co., Ltd. 0.18%
Bioverativ, Inc. 0.02%
Total Common Stock 47.42%
Closed-End Funds
Description % of Total Portfolio
Adams Diversified Equity Fund, Inc. 0.87%
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.43%
Alpine Global Premier Properties Fund 0.38%
Liberty All-Star Equity Fund 0.37%
First Trust Dynamic Europe Equity Income Fund 0.37%
Eaton Vance Tax-Managed Diversified Equity Income Fund 0.36%
Eaton Vance Risk-Managed Diversified Equity Income Fund 0.36%
Gabelli Equity Trust, Inc. 0.23%
DoubleLine Income Solutions Fund 0.19%
DoubleLine Opportunistic Credit Fund 0.18%
Dreyfus High Yield Strategies Fund 0.18%
Pioneer High Income Trust 0.17%
Flaherty & Crumrine Preferred Securities Income Fund, Inc. 0.15%
Credit Suisse High Yield Bond Fund 0.05%
First Trust Intermediate Duration Preferred & Income Fund 0.01%
Total Closed-End Funds 4.30%
Corporate Bonds
Description % of Total Portfolio
Pfizer, Inc.
05/15/2019, 2.100%
1.10%
Wells Fargo Bank NA
12/06/2019, 2.150%
0.97%
Wells Fargo & Co.
12/07/2020, 2.550%
0.97%
Sempra Energy
10/07/2019, 1.625%
0.95%
The Toronto-Dominion Bank
08/13/2019, 1.450%
0.91%
BB&T Corp.
01/12/2018, 1.450%
0.78%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp. -144A
08/01/2021, 5.875%
0.73%
Liberty Mutual Group, Inc.
03/15/2037, 7.000%
0.69%
Ares Capital Corp.
01/19/2022, 3.625%
0.67%
Citigroup, Inc., 5.800% 0.65%
Care Capital Properties LP -144A
08/15/2026, 5.125%
0.60%
CalAtlantic Group, Inc.
06/01/2026, 5.250%
0.58%
ONE Gas, Inc.
02/01/2019, 2.070%
0.54%
Western Digital Corp.
04/01/2023, 7.375%
0.53%
Western Digital Corp. -144A
04/01/2024, 10.500%
0.52%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp.
10/01/2017, 7.375%
0.52%
Lear Corp.
01/15/2025, 5.250%
0.52%
Boston Properties LP
05/15/2021, 4.125%
0.51%
Ares Capital Corp.
11/30/2018, 4.875%
0.50%
Lear Corp.
01/15/2023, 4.750%
0.50%
Jersey Central Power & Light Co.
06/15/2018, 4.800%
0.50%
Exelon Generation Co., LLC
10/01/2017, 6.200%
0.49%
General Motors Financial Co., Inc.
01/15/2020, 3.150%
0.49%
People's United Financial, Inc.
12/06/2022, 3.650%
0.49%
Scripps Networks Interactive, Inc.
11/15/2019, 2.750%
0.49%
Morgan Stanley
06/16/2020, 2.800%
0.49%
Bank of America Corp.
01/15/2019, 2.600%
0.49%
Voya Financial, Inc.
02/15/2018, 2.900%
0.49%
Stifel Financial Corp.
12/01/2020, 3.500%
0.49%
Dominion Gas Holdings LLC
12/15/2019, 2.500%
0.49%
Morgan Stanley
01/24/2019, 2.500%
0.49%
The Goldman Sachs Group, Inc.
09/15/2020, 2.750%
0.49%
Scripps Networks Interactive, Inc.
06/15/2020, 2.800%
0.49%
Citizens Bank National Association
03/14/2019, 2.500%
0.49%
Citizens Bank National Association
12/04/2019, 2.450%
0.49%
Manufacturers & Traders Trust Co.
07/25/2019, 2.250%
0.49%
The Kroger Co.
01/15/2019, 2.300%
0.49%
PNC Bank National Association
11/05/2020, 2.450%
0.49%
General Motors Financial Co., Inc.
04/10/2018, 2.400%
0.48%
Pricoa Global Funding I
05/16/2019, 2.200%
0.48%
Ford Motor Credit Co., LLC
03/12/2019, 2.375%
0.48%
Chubb INA Holdings, Inc.
11/03/2020, 2.300%
0.48%
The Bank of Nova Scotia
06/05/2019, 2.050%
0.48%
Anheuser-Busch InBev Finance, Inc.
02/01/2019, 1.900%
0.48%
Berkshire Hathaway Energy Co.
11/15/2018, 2.000%
0.48%
Caterpillar Financial Services Corp.
06/16/2018, 1.700%
0.48%
Northrop Grumman Corp.
06/01/2018, 1.750%
0.48%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
0.48%
Metropolitan Life Global Funding I
12/19/2018, 1.750%
0.48%
Chevron Corp.
03/02/2018, 1.365%
0.48%
First Republic Bank
06/17/2019, 2.375%
0.48%
The Goldman Sachs Group, Inc.
04/25/2019, 2.000%
0.48%
Citizens Bank National Association
05/13/2021, 2.550%
0.48%
Ford Motor Credit Co., LLC
05/03/2019, 2.021%
0.48%
Omega Healthcare Investors, Inc.
04/01/2027, 4.500%
0.48%
Royal Bank of Canada
07/29/2019, 1.500%
0.48%
Microsoft Corp.
08/08/2019, 1.100%
0.48%
Jackson National Life Global Funding -144A
04/29/2021, 2.250%
0.48%
First Republic Bank
08/01/2046, 4.375%
0.47%
AT&T, Inc.
05/15/2025, 3.400%
0.47%
EMC Corp.
06/01/2023, 3.375%
0.46%
SunTrust Banks, Inc., 5.625% 0.45%
John Deere Capital Corp.
03/12/2018, 1.300%
0.41%
Exelon Generation Co., LLC
01/15/2020, 2.950%
0.37%
WEC Energy Group, Inc.
06/15/2020, 2.450%
0.36%
Citigroup, Inc.
02/05/2018, 1.800%
0.34%
Textron Financial Corp.
02/15/1967, 2.774%
0.33%
EMC Corp.
06/01/2018, 1.875%
0.24%
Total Corporate Bonds 36.07%
Other Financial Instruments
Description % of Total Portfolio
Total Return Swaps Contracts 4.40%
Warrants 0.00%2
Foreign Currency 0.00%2
Futures Contracts -0.91%
Securities Sold Short -4.30%
Total Other Financial Instruments -0.81%
Asset/Mortgage Backed Securities
Description % of Total Portfolio
Government National Mortgage Association - REMICS
09/16/1952, 2.387%
0.77%
Government National Mortgage Association - REMICS
05/16/2039, 2.150%
0.60%
Government National Mortgage Association - REMICS
02/16/2046, 1.300%
0.39%
Government National Mortgage Association - REMICS
08/16/2047, 2.550%
0.39%
Government National Mortgage Association - REMICS
07/16/2041, 1.368%
0.37%
Government National Mortgage Association - REMICS
07/16/1951, 2.500%
0.36%
Government National Mortgage Association - REMICS
09/16/2041, 1.900%
0.34%
Government National Mortgage Association - REMICS
02/16/1953, 2.111%
0.31%
Government National Mortgage Association - REMICS
02/16/2042, 3.817%
0.31%
Government National Mortgage Association - REMICS
04/16/1950, 2.100%
0.23%
United States Small Business Administration
12/01/2028, 6.220%
0.08%
Government National Mortgage Association - REMICS
04/16/2046, 3.291%
0.04%
Total Asset/Mortgage Backed Securities 4.19%
Short-Term Investments
Description % of Total Portfolio
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
12/31/2049, 0.364%
0.99%
Total Short-Term Investments 0.99%
Government & Agency Obligations
Description % of Total Portfolio
U.S. Treasury Notes
05/15/2018, 3.875%
1.50%
U.S. Treasury Bonds
05/15/2037, 5.000%
1.31%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.05%
U.S. Treasury Bonds
02/15/2041, 4.750%
0.95%
U.S. Treasury Bonds
08/15/2029, 6.125%
0.84%
U.S. Treasury Bonds
02/15/2044, 3.625%
0.54%
Total Government & Agency Obligations 6.19%
Participation Notes
Description % of Total Portfolio
Kweichow Moutai Co., Ltd. - Class A (Loan Participation Notes issued by Morgan Stanley Asia Products), expiring 11/09/2017 - 144A, 0.000% 0.43%
Total Participation Notes 0.43%
Preferred Stock
Description % of Total Portfolio
Annaly Capital Management, Inc., 7.625% 0.52%
Ares Management LP, 7.000% 0.44%
MTGE Investment Corp., 8.125% 0.13%
Hercules Capital, Inc.
07/30/2024, 6.250%
0.09%
Solar Capital, Ltd.
11/15/2042, 6.750%
0.04%
Total Preferred Stock 1.22%

1Only individual long positions shown.

2Less than 0.005% of total portfolio as of 02/28/2017.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.