Clough Global Dividend and Income Fund

Holdings as of 10/31/2018, subject to change

Description % of Total Portfolio
Foreign Currency 6.55%
Microsoft Corp. 3.66%
Starwood Property Trust, Inc. 3.20%
Ares Capital Corp. 2.99%
Citigroup, Inc. 2.97%
Johnson & Johnson 2.63%
Pfizer, Inc. 2.55%
Apple, Inc. 2.48%
Blackstone Mortgage Trust, Inc. 2.31%
JPMorgan Chase & Co. 2.29%
Community Healthcare Trust, Inc. 2.15%
Bank of America Corp. 2.03%
Solar Capital, Ltd. 1.48%
Amgen, Inc. 1.44%
TransDigm Group, Inc. 1.44%
Golub Capital BDC, Inc. 1.26%
Bristol-Myers Squibb Co. 1.15%
TPG Specialty Lending, Inc. 1.05%
Lennar Corp. 1.04%
Ashtead Group PLC 0.90%
Granite Point Mortgage Trust, Inc. 0.74%
Nintendo Co., Ltd. 0.74%
DR Horton, Inc. 0.69%
Ping An Insurance Group Co. of China, Ltd. 0.64%
China Mobile, Ltd. 0.64%
Ladder Capital Corp. 0.63%
Cisco Systems, Inc. 0.60%
China Mobile, Ltd. 0.58%
Mahindra & Mahindra, Ltd. 0.50%
Larsen & Toubro, Ltd. 0.49%
Home Depot, Inc. 0.38%
KKR Income Opportunities Fund 0.24%
Fairway Energy LP - 144A 0.20%
Wells Fargo Multi-Sector Income Fund 0.04%
Total Return Swaps Contracts -0.06%
Securities Sold Short -7.29%
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class, 2.061% 4.39%
Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio
05/19/2016, 2.010%
0.13%
Total 49.85%
Fixed Income
Description % of Total Portfolio
U.S. Treasury Bonds
11/15/2026, 6.500%
1.52%
Lennar Corp.
01/15/2022, 4.125%
1.50%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.21%
Citigroup, Inc., 0.058% 1.17%
Morgan Stanley, 0.055% 1.16%
JPMorgan Chase & Co., 0.060% 1.10%
Wells Fargo & Co., 0.061% 1.01%
Citizens Financial Group, Inc. - 144A
09/28/2022, 4.150%
1.01%
U.S. Treasury Bonds
05/15/2030, 6.250%
0.99%
JPMorgan Chase & Co., 0.053% 0.97%
U.S. Treasury Bonds, 4.750% 0.93%
Ashtead Capital, Inc. - 144A
10/01/2024, 5.625%
0.90%
U.S. Treasury Bonds, 4.375% 0.89%
U.S. Treasury Bonds, 4.375% 0.89%
U.S. Treasury Bonds, 4.375% 0.88%
U.S. Treasury Bonds, 3.625% 0.79%
PNC Financial Services Group, Inc.
08/11/2020, 4.375%
0.78%
New York Life Global Funding - 144A
06/10/2022, 0.028%
0.77%
Welltower, Inc.
04/01/2019, 4.125%
0.77%
Main Street Capital Corp.
12/01/2019, 4.500%
0.76%
Bank of America Corp., 0.051% 0.76%
BP Capital Markets PLC
05/10/2019, 2.237%
0.76%
New Mountain Finance Corp.
10/01/2023, 5.750%
0.76%
Masco Corp.
04/01/2021, 3.500%
0.76%
Interpublic Group of Cos., Inc.
04/15/2024, 4.200%
0.76%
Fifth Third Bancorp, 0.049% 0.76%
U.S. Treasury Bonds
12/31/2019, 1.625%
0.75%
People's United Bank National Association
07/15/2024, 4.000%
0.75%
Dominion Energy, Inc.
07/01/2020, 2.579%
0.75%
Lockheed Martin Corp.
11/23/2020, 2.500%
0.75%
DR Horton, Inc.
12/01/2020, 2.550%
0.75%
Bank of America Corp., 0.059% 0.74%
Southwest Airlines Co.
11/16/2022, 2.750%
0.74%
Manufacturers & Traders Trust Co.
05/18/2022, 2.500%
0.74%
Hercules Capital, Inc.
10/23/2022, 4.625%
0.74%
Jackson National Life Global Funding - 144A
06/27/2022, 2.500%
0.73%
Wells Fargo & Co.
07/22/2022, 2.625%
0.73%
BMW US Capital LLC - 144A
09/15/2021, 1.850%
0.73%
Ares Capital Corp.
03/01/2025, 4.250%
0.73%
Bank of America Corp.
10/21/2022, 2.503%
0.73%
Penske Truck Leasing Co. LP / PTL Finance Corp. - 144A
03/14/2023, 2.700%
0.72%
U.S. Treasury Bonds
08/15/2026, 6.750%
0.72%
Bayer US Finance II LLC - 144A
07/15/2022, 2.200%
0.71%
Goldman Sachs Group, Inc., 0.050% 0.71%
Summit Hotel Properties, Inc., 6.250% 0.70%
Ares Management LP, 7.000% 0.70%
Annaly Capital Management, Inc., 6.500% 0.68%
Federal Home Loan Mortgage Corp. - REMICS, 2.500% 0.66%
First Republic Bank, 5.500% 0.64%
Huntington Ingalls Industries, Inc. - 144A
11/15/2025, 5.000%
0.59%
TPG Specialty Lending, Inc.
01/22/2023, 4.500%
0.56%
Two Harbors Investment Corp., 0.000% 0.56%
Visa, Inc.
12/14/2022, 2.800%
0.56%
Starwood Property Trust, Inc. - 144A
02/01/2021, 3.625%
0.56%
SBA Small Business Investment Companies
03/10/2028, 3.187%
0.55%
Philip Morris International, Inc.
08/22/2022, 2.500%
0.55%
BP Capital Markets PLC
09/19/2022, 2.520%
0.51%
Federal National Mortgage Association - REMICS, 3.000% 0.49%
Towne Bank/Portsmouth VA
07/30/2027, 0.045%
0.45%
PennyMac Mortgage Investment Trust, 0.000% 0.42%
Ares Capital Corp.
11/30/2018, 4.875%
0.38%
Main Street Capital Corp.
12/01/2022, 4.500%
0.38%
Two Harbors Investment Corp., 0.000% 0.37%
BMW US Capital LLC
09/15/2021, 1.850%
0.37%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.37%
SBA Small Business Investment Companies
03/10/2026, 2.507%
0.35%
SBA Small Business Investment Companies
09/10/2023, 3.644%
0.28%
Annaly Capital Management, Inc., 8.125% 0.21%
Global Medical REIT, Inc., 7.500% 0.21%
PennyMac Mortgage Investment Trust, 0.000% 0.19%
United States Small Business Administration
12/01/2028, 6.220%
0.08%
Total Fixed Income 50.15%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.