Clough Global Dividend and Income Fund

Holdings as of 02/28/2019, subject to change

Common Stock
Description % of Total Portfolio
Citigroup, Inc. 4.58%
Community Healthcare Trust, Inc. 2.69%
Starwood Property Trust, Inc. 2.47%
China Life Insurance Co., Ltd. 2.46%
Blackstone Mortgage Trust, Inc. 2.45%
Samsung Electronics Co., Ltd. 2.37%
Ares Capital Corp. 2.26%
Microsoft Corp. 2.20%
Pfizer, Inc. 2.13%
Micron Technology, Inc. 1.85%
Bank of America Corp. 1.66%
Ping An Insurance Group Co. of China, Ltd. 1.66%
Visa, Inc. 1.56%
Lennar Corp. 1.49%
Golub Capital BDC, Inc. 1.31%
SBA Communications Corp. 1.28%
Solar Capital, Ltd. 1.28%
CITIC Securities Co., Ltd. - Class H 1.28%
Broadcom, Ltd. 1.27%
KLA-Tencor Corp. 1.23%
Softbank Group Corp. 1.16%
DR Horton, Inc. 1.15%
Amgen, Inc. 1.15%
Anthem, Inc. 1.13%
Cisco Systems, Inc. 1.08%
Eli Lilly & Co. 1.02%
Guangzhou Automobile Group Co., Ltd. 0.93%
UnitedHealth Group, Inc. 0.92%
Cypress Semiconductor Corp. 0.92%
Marvell Technology Group, Ltd. 0.92%
NXP Semiconductors NV 0.89%
Barings BDC, Inc. 0.88%
TPG Specialty Lending, Inc. 0.87%
China Mobile, Ltd. 0.86%
Granite Point Mortgage Trust, Inc. 0.79%
JPMorgan Chase & Co. 0.65%
Humana, Inc. 0.65%
China International Capital Corp., Ltd. 0.63%
Sunac China Holdings, Ltd. 0.60%
Lam Research Corp. 0.60%
China Resources Land, Ltd. 0.59%
American International Group, Inc. 0.56%
Johnson & Johnson 0.56%
T-Mobile US, Inc. 0.55%
Zoetis, Inc. 0.45%
Xilinx, Inc. 0.32%
China Railway Group, Ltd. 0.30%
China Railway Construction Corp., Ltd. 0.29%
Morgan Stanley 0.27%
Fairway Energy LP - 144A 0.06%
Total Common Stock 61.23%
Closed-End Funds
Description % of Total Portfolio
Brookfield Real Assets Income Fund, Inc. 0.31%
Apollo Senior Floating Rate Fund, Inc. 0.29%
Royce Value Trust, Inc. 0.27%
Cornerstone Total Return Fund, Inc. 0.25%
Aberdeen Income Credit Strategies Fund 0.24%
Cornerstone Strategic Value Fund, Inc. 0.24%
Wells Fargo Multi-Sector Income Fund 0.17%
Gabelli Convertible and Income Securities Fund, Inc. 0.13%
Advent Claymore Convertible Securities and Income Fund 0.10%
Blackstone / GSO Strategic Credit Fund 0.10%
Total Closed-End Funds 2.10%
Other Financial Instruments
Description % of Total Portfolio
Foreign Currency 10.04%
Total Return Swaps Contracts 4.14%
Securities Sold Short -9.61%
Total Other Financial Instruments 4.57%
Asset/Mortgage Backed Securities
Description % of Total Portfolio
United States Small Business Administration
12/01/2028, 6.220%
0.08%
Total Asset/Mortgage Backed Securities 0.08%
Government & Agency Obligations
Description % of Total Portfolio
U.S. Treasury Bonds, 3.125% 3.60%
U.S. Treasury Bonds
02/15/2020, 3.625%
2.40%
U.S. Treasury Bonds, 3.750% 1.77%
U.S. Treasury Bonds
05/15/2030, 6.250%
1.06%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.04%
U.S. Treasury Bonds, 4.750% 1.02%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.01%
U.S. Treasury Bonds, 4.375% 0.97%
U.S. Treasury Bonds, 3.625% 0.87%
U.S. Treasury Bonds
05/15/2037, 5.000%
0.80%
Total Government & Agency Obligations 14.54%
Corporate Bond
Description % of Total Portfolio
Hercules Capital, Inc.
10/23/2022, 4.625%
1.14%
Citizens Financial Group, Inc. - 144A
09/28/2022, 4.150%
1.06%
Main Street Capital Corp.
12/01/2019, 4.500%
0.80%
Bank of America Corp., 0.059% 0.78%
TPG Specialty Lending, Inc.
01/22/2023, 4.500%
0.58%
Metropolitan Life Global Funding I - 144A
01/11/2024, 3.600%
0.56%
Comcast Corp., 3.400% 0.50%
Towne Bank/Portsmouth VA
07/30/2027, 0.045%
0.48%
SVB Financial Group
01/29/2025, 3.500%
0.45%
Welltower, Inc.
04/01/2026, 4.250%
0.40%
Fifth Third Bancorp, 0.049% 0.40%
SBA Tower Trust - 144A
03/15/2023, 3.448%
0.39%
Main Street Capital Corp.
12/01/2022, 4.500%
0.39%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.37%
NextEra Energy Capital Holdings, Inc., 0.049% 0.34%
Masco Corp., 4.500% 0.34%
Total Corporate Bond 8.98%
Preferred Stock
Description % of Total Portfolio
New Mountain Finance Corp.
10/01/2023, 5.750%
0.80%
M&T Bank Corp., 6.375% 0.78%
Ares Management Corp., 7.000% 0.73%
Annaly Capital Management, Inc., 6.500% 0.71%
Summit Hotel Properties, Inc., 6.250% 0.71%
First Republic Bank, 5.500% 0.69%
Two Harbors Investment Corp., 0.000% 0.59%
PennyMac Mortgage Investment Trust, 0.000% 0.45%
Two Harbors Investment Corp., 0.000% 0.38%
Global Medical REIT, Inc., 7.500% 0.22%
Annaly Capital Management, Inc., 8.125% 0.21%
PennyMac Mortgage Investment Trust, 0.000% 0.20%
Total Preferred Stock 6.47%
Short Term Investments
Description % of Total Portfolio
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class, 2.243% 2.03%
Total Short Term Investments 2.03%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.