Clough Global Dividend and Income Fund

Holdings as of 04/30/2018, subject to change

Closed-End Funds
Description % of Total Portfolio
Alpine Total Dynamic Dividend Fund 0.82%
KKR Income Opportunities Fund 0.44%
Wells Fargo Multi-Sector Income Fund 0.44%
Liberty All-Star Equity Fund 0.42%
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.39%
Gabelli Equity Trust, Inc. 0.21%
Total Closed-End Funds 2.72%
Description % of Total Portfolio
Total Return Swaps Contracts 10.92%
Microsoft Corp. 6.17%
Starwood Property Trust, Inc. 4.25%
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
12/31/2049, 1.556%
3.75%
Ares Capital Corp. 3.69%
Citigroup, Inc. 3.02%
Pfizer, Inc. 2.98%
Blackstone Mortgage Trust, Inc. 2.91%
JPMorgan Chase & Co. 2.84%
Airbus SE 2.74%
Bank of America Corp. 2.72%
Community Healthcare Trust, Inc. 2.54%
DR Horton, Inc. 1.84%
Foreign Currency 1.82%
Solar Capital, Ltd. 1.77%
Ashtead Group PLC 1.73%
Amgen, Inc. 1.71%
Golub Capital BDC, Inc. 1.70%
Lennar Corp. 1.70%
Panasonic Corp. 1.47%
Kinder Morgan, Inc. 1.45%
Bristol-Myers Squibb Co. 1.45%
Country Garden Holdings Co., Ltd. 1.26%
Autohome, Inc. 1.22%
Postal Savings Bank Of China Co., Ltd. 1.22%
Morgan Stanley 1.07%
Midea Group Co., Ltd. - 144A
05/13/2019
1.06%
Lam Research Corp. 0.95%
Monolithic Power Systems, Inc. 0.94%
Ping An Insurance Group Co. of China, Ltd. 0.92%
China Life Insurance Co., Ltd. 0.92%
Keyence Corp. 0.90%
TPG Specialty Lending, Inc. 0.90%
China Mobile, Ltd. 0.90%
Cognizant Technology Solutions Corp. 0.86%
SK Hynix, Inc. 0.86%
NVIDIA Corp. 0.85%
Tencent Holdings, Ltd. 0.84%
Longfor Properties Co., Ltd. 0.83%
Ladder Capital Corp. 0.72%
Global Medical REIT, Inc. 0.63%
The Home Depot, Inc. 0.54%
Nintendo Co., Ltd. 0.54%
Pegatron Corp. 0.42%
PulteGroup, Inc. 0.42%
Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio
05/19/2016, 1.576%
0.41%
Fairway Energy LP - 144A 0.34%
Securities Sold Short -10.02%
Total 75.67%
Fixed Income
Description % of Total Portfolio
U.S. Treasury Bonds
11/15/2026, 6.500%
2.14%
Xcel Energy, Inc.
03/15/2021, 2.400%
2.06%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.71%
U.S. Treasury Bills
08/16/2018, 1.012%
1.57%
Citizens Financial Group, Inc. - 144A
09/28/2022, 4.150%
1.40%
U.S. Treasury Bonds
05/15/2030, 6.250%
1.40%
U.S. Treasury Bills
06/21/2018, 1.011%
1.31%
U.S. Treasury Notes
04/30/2019, 1.625%
1.31%
U.S. Treasury Notes
02/28/2019, 1.375%
1.30%
U.S. Treasury Bills
12/06/2018, 1.590%
1.30%
U.S. Treasury Bonds
02/15/2038, 4.375%
1.26%
Wells Fargo & Co., 0.059% 1.13%
PNC Financial Services Group, Inc.
08/11/2020, 4.375%
1.08%
JPMorgan Chase & Co., 0.058% 1.06%
Welltower, Inc.
04/01/2019, 4.125%
1.06%
Tencent Holdings, Ltd.
05/02/2019, 3.375%
1.06%
Hercules Capital, Inc.
10/23/2022, 4.625%
1.05%
Main Street Capital Corp.
12/01/2019, 4.500%
1.05%
Jersey Central Power & Light Co.
06/15/2018, 4.800%
1.05%
Masco Corp.
04/01/2021, 3.500%
1.05%
Lennar Corp.
01/15/2022, 4.125%
1.05%
Citizens Bank National Association
03/14/2019, 2.500%
1.05%
SBA Small Business Investment Companies
09/10/2023, 3.644%
1.05%
BP Capital Markets PLC
05/10/2019, 2.237%
1.05%
First Republic Bank
06/17/2019, 2.375%
1.04%
U.S. Treasury Notes
06/30/2019, 1.625%
1.04%
JPMorgan Chase & Co.
09/23/2022, 3.250%
1.04%
Discovery Communications LLC - 144A
06/15/2022, 3.500%
1.04%
Volkswagen Group of America Finance LLC - 144A
11/20/2019, 2.450%
1.04%
Lockheed Martin Corp.
11/23/2020, 2.500%
1.04%
U.S. Treasury Notes
12/31/2019, 1.625%
1.04%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
1.03%
DR Horton, Inc.
12/01/2020, 2.550%
1.03%
Goldman Sachs Group, Inc.
10/31/2022, 0.029%
1.03%
Jackson National Life Global Funding - 144A
04/29/2021, 2.250%
1.02%
Citigroup, Inc.
04/25/2022, 2.750%
1.02%
Morgan Stanley
05/19/2022, 2.750%
1.02%
Southwest Airlines Co.
11/16/2022, 2.750%
1.02%
Tencent Holdings, Ltd. - 144A
01/19/2023, 2.985%
1.02%
Manufacturers & Traders Trust Co.
05/18/2022, 2.500%
1.01%
Jackson National Life Global Funding - 144A
06/27/2022, 2.500%
1.01%
Wells Fargo & Co.
07/22/2022, 2.625%
1.01%
Bank of America Corp.
10/21/2022, 2.503%
1.01%
Penske Truck Leasing Co. LP / PTL Finance Corp. - 144A
03/14/2023, 2.700%
1.00%
Ford Motor Credit Co. LLC
05/04/2023, 3.096%
1.00%
BMW US Capital LLC - 144A
09/15/2021, 1.850%
1.00%
Monsanto Co.
07/15/2022, 2.200%
0.99%
Summit Hotel Properties, Inc.
12/31/2049, 6.250%
0.99%
Federal Home Loan Mortgage Corp. - REMICS
07/15/2047, 2.500%
0.98%
Ares Management LP, 7.000% 0.96%
Annaly Capital Management, Inc.
12/31/2049, 6.500%
0.95%
First Republic Bank
12/31/2049, 5.500%
0.94%
Huntington Ingalls Industries, Inc. - 144A
11/15/2025, 5.000%
0.83%
Federal National Mortgage Association - REMICS
03/25/2047, 3.000%
0.80%
SBA Small Business Investment Companies
03/10/2028, 3.187%
0.78%
TPG Specialty Lending, Inc.
01/22/2023, 4.500%
0.78%
Two Harbors Investment Corp., 0.000% 0.78%
Visa, Inc.
12/14/2022, 2.800%
0.77%
Philip Morris International, Inc.
08/22/2022, 2.500%
0.76%
BP Capital Markets PLC
09/19/2022, 2.520%
0.71%
EI du Pont de Nemours & Co.
05/01/2020, 2.200%
0.67%
PNC Bank National Association
11/05/2020, 2.450%
0.67%
Government National Mortgage Association - REMICS
02/16/2053, 2.111%
0.60%
PennyMac Mortgage Investment Trust, 0.000% 0.59%
Mitsubishi UFJ Trust & Banking Corp. - 144A
10/16/2019, 2.450%
0.52%
Main Street Capital Corp.
12/01/2022, 4.500%
0.52%
U.S. Treasury Notes
10/31/2019, 1.500%
0.52%
Branch Banking & Trust Co.
06/01/2020, 2.250%
0.52%
Two Harbors Investment Corp.
12/31/2049, 0.000%
0.50%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.50%
BMW US Capital LLC
09/15/2021, 1.850%
0.50%
SBA Small Business Investment Companies
03/10/2026, 2.507%
0.50%
MTGE Investment Corp., 8.125% 0.29%
Global Medical REIT, Inc.
12/31/2049, 7.500%
0.28%
PennyMac Mortgage Investment Trust, 0.000% 0.26%
United States Small Business Administration
12/01/2028, 6.220%
0.13%
Total Fixed Income 72.65%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.