Clough Global Dividend and Income Fund

Holdings as of 01/31/2017, subject to change

Common Stock
Description % of Total Portfolio
Apple, Inc. 3.64%
Liberty Ventures - Series A 2.18%
Citigroup, Inc. 2.17%
Broadcom, Ltd. 2.10%
Ares Capital Corp. 1.96%
Bank of America Corp. 1.95%
Microsoft Corp. 1.81%
Starwood Property Trust, Inc. 1.78%
Merck & Co., Inc. 1.62%
Samsung Electronics Co., Ltd. 1.55%
EOG Resources, Inc. 1.51%
Liberty Broadband Corp. - Class C 1.47%
DR Horton, Inc. 1.44%
Golub Capital BDC, Inc. 1.19%
Blackstone Mortgage Trust, Inc. - Class A 1.17%
Community Healthcare Trust, Inc. 1.16%
Pfizer, Inc. 1.16%
China Mobile, Ltd. 1.12%
Lennar Corp. - Class A 1.00%
Pioneer Natural Resources Co. 0.88%
PulteGroup, Inc. 0.88%
ViaSat, Inc. 0.83%
Bristol-Meyers Squibb Co. 0.82%
PennyMac Mortgage Investment Trust 0.76%
Gilead Sciences, Inc. 0.71%
Hercules Capital, Inc. 0.68%
Fairway Energy LP - 144A 0.66%
MedEquities Realty Trust, Inc. 0.66%
IMAX Corp.
07/01/2018
0.65%
Alibaba Group Holding, Ltd. - Sponsored ADR 0.61%
Service Corp. International 0.58%
Chr Hansen Holding A/S 0.58%
Solar Senior Capital, Ltd. 0.56%
B&G Foods, Inc. 0.52%
Solar Capital, Ltd. 0.50%
Devon Energy Corp. 0.47%
Monolithic Power Systems, Inc. 0.43%
Sony Corp. 0.42%
Kose Corp. 0.38%
Ladder Capital Corp. 0.37%
Ares Commercial Real Estate Corp. 0.35%
Cable One, Inc. 0.35%
JPMorgan Chase & Co. 0.34%
Global Medical REIT, Inc. 0.34%
MTGE Investment Corp. 0.30%
Ulvac, Inc. 0.29%
Biogen, Inc. 0.24%
Cardiome Pharma Corp. 0.22%
Nintendo Co., Ltd. 0.18%
Total Common Stock 47.54%
Closed-End Funds
Description % of Total Portfolio
Adams Diversified Equity Fund, Inc. 0.87%
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.62%
Liberty All-Star Equity Fund 0.38%
Alpine Global Premier Properties Fund 0.38%
First Trust Dynamic Europe Equity Income Fund 0.37%
EV Risk-Man. Divers. CEF 0.37%
Eaton Vance Tax-Managed Diversified Equity Income Fund 0.36%
Kayne Anderson MLP Investment Co. 0.36%
Gabelli Equity Trust, Inc. 0.23%
DoubleLine Income Solutions Fund 0.19%
Dreyfus High Yield Strategies Fund 0.18%
DoubleLine Opportunistic Credit Fund 0.18%
Pioneer High Income Trust 0.17%
Credit Suisse High Yield Bond Fund 0.17%
Flaherty & Crumrine Preferred Securities Income Fund, Inc. 0.15%
Tekla Life Sciences Investors 0.13%
First Trust Intermediate Duration Preferred & Income Fund 0.01%
Total Closed-End Funds 5.12%
Corporate Bonds
Description % of Total Portfolio
Under Armour, Inc.
06/15/2026, 3.250%
1.15%
Wells Fargo & Co.
12/07/2020, 2.550%
1.00%
BB&T Corp.
01/12/2018, 1.450%
0.80%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp.
08/01/2021, 5.875%
0.74%
Western Digital Corp.
04/01/2024, 10.500%
0.73%
Ares Capital Corp.
01/19/2022, 3.625%
0.68%
Citigroup, Inc., 5.800% 0.67%
Care Capital Properties LP
08/15/2026, 5.125%
0.61%
CalAtlantic Group, Inc.
06/01/2026, 5.250%
0.59%
ONE Gas, Inc.
02/01/2019, 2.070%
0.56%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp.
10/01/2017, 7.375%
0.54%
Lear Corp.
01/15/2025, 5.250%
0.53%
Ares Capital Corp.
11/30/2018, 4.875%
0.52%
Lear Corp.
01/15/2023, 4.750%
0.52%
Jersey Central Power & Light Co.
06/15/2018, 4.800%
0.51%
Verizon Communications, Inc.
09/14/2018, 3.650%
0.51%
Exelon Generation Co., LLC
10/01/2017, 6.200%
0.51%
Omega Healthcare Investors, Inc.
03/15/2024, 5.875%
0.51%
Scripps Networks Interactive, Inc.
11/15/2019, 2.750%
0.50%
Dominion Gas Holdings LLC
12/15/2019, 2.500%
0.50%
Pfizer, Inc.
05/15/2019, 2.100%
0.50%
Voya Financial, Inc.
02/15/2018, 2.900%
0.50%
General Motors Financial Co. Inc
01/15/2020, 3.150%
0.50%
Bank of America Corp.
01/15/2019, 2.600%
0.50%
Scripps Networks Interactive, Inc.
06/15/2020, 2.800%
0.50%
SunTrust Banks, Inc.
11/01/2018, 2.350%
0.50%
Morgan Stanley
01/24/2019, 2.500%
0.50%
People's United Financial, Inc.
12/06/2022, 3.650%
0.50%
Manufacturers & Traders Trust Co.
07/25/2019, 2.250%
0.50%
Citizens Bank NA/Providence RI
03/14/2019, 2.500%
0.50%
Stifel Financial Corp.
12/01/2020, 3.500%
0.50%
Citizens Bank National Association
12/04/2019, 2.450%
0.50%
Pricoa Global Funding I
05/16/2019, 2.200%
0.50%
General Motors Financial Co., Inc.
04/10/2018, 2.400%
0.50%
Northrop Grumman Corp.
06/01/2018, 1.750%
0.50%
The Bank of Nova Scotia
06/05/2019, 2.050%
0.50%
Caterpillar Financial Services Corp.
06/16/2018, 1.700%
0.50%
Ford Motor Credit Co., LLC
03/12/2019, 2.375%
0.50%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
0.50%
Chevron Corp.
03/02/2018, 1.365%
0.50%
First Republic Bank
06/17/2019, 2.375%
0.50%
PNC Bank NA
12/07/2018, 1.700%
0.50%
The Goldman Sachs Group, Inc.
04/25/2019, 2.000%
0.50%
Citizens Bank NA/Providence RI
05/13/2021, 2.550%
0.50%
Ford Motor Credit Co., LLC
05/03/2019, 2.021%
0.49%
Royal Bank of Canada
07/29/2019, 1.500%
0.49%
Jackson National Life Global Funding
04/29/2021, 2.250%
0.49%
Microsoft Corp.
08/08/2019, 1.100%
0.49%
Omega Healthcare Investors, Inc.
04/01/2027, 4.500%
0.48%
EMC Corp.
06/01/2023, 3.375%
0.47%
SunTrust Banks, Inc., 5.625% 0.46%
First Republic Bank
08/01/2046, 4.375%
0.46%
The Toronto-Dominion Bank
08/13/2019, 1.450%
0.45%
John Deere Capital Corp.
03/12/2018, 1.300%
0.42%
Exelon Generation Co. LLC
01/15/2020, 2.950%
0.38%
WEC Energy Group, Inc.
06/15/2020, 2.450%
0.37%
Citigroup, Inc.
02/05/2018, 1.800%
0.35%
Textron Financial Corp.
02/15/1967, 6.000%
0.34%
EMC Corp.
06/01/2018, 1.875%
0.25%
Total Corporate Bonds 31.07%
Other Financial Instruments
Description % of Total Portfolio
Total Return Swaps Contracts 2.80%
Foreign Currency 1.42%
Warrants 0.00%2
Futures Contracts -2.76%
Securities Sold Short -5.01%
Total Other Financial Instruments -3.55%
Asset/Mortgage Backed Securities
Description % of Total Portfolio
Government National Mortgage Association - REMICS
09/16/1952, 2.387%
0.85%
Government National Mortgage Association - REMICS
05/16/2039, 2.150%
0.62%
Government National Mortgage Association - REMICS
02/16/2046, 1.300%
0.41%
Government National Mortgage Association - REMICS
08/16/2047, 2.550%
0.40%
Government National Mortgage Association - REMICS
09/16/2041, 1.900%
0.39%
Government National Mortgage Association - REMICS
07/16/2041, 1.368%
0.38%
Government National Mortgage Association - REMICS
07/16/1951, 2.500%
0.37%
Government National Mortgage Association - REMICS
02/16/1953, 2.111%
0.33%
Government National Mortgage Association - REMICS
02/16/2042, 3.817%
0.32%
Government National Mortgage Association - REMICS
04/16/1950, 2.100%
0.24%
Government National Mortgage Association - REMICS
04/16/2046, 3.291%
0.18%
United States Small Business Administration
12/01/2028, 6.220%
0.09%
Total Asset/Mortgage Backed Securities 4.58%
Short-Term Investments
Description % of Total Portfolio
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
12/31/2049, 0.364%
6.29%
Total Short-Term Investments 6.29%
Government & Agency Obligations
Description % of Total Portfolio
U.S. Treasury Notes
05/15/2018, 3.875%
2.84%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.08%
U.S. Treasury Notes
02/15/2018, 3.500%
1.02%
U.S. Treasury Notes
01/31/2020, 1.375%
0.99%
U.S. Treasury Bonds
08/15/2029, 6.125%
0.86%
U.S. Treasury Bonds
08/15/2026, 6.750%
0.48%
Total Government & Agency Obligations 7.27%
Participation Notes
Description % of Total Portfolio
Kweichow Moutai Co., Ltd. - Class A (Loan Participation Notes issued by Morgan Stanley Asia Products), expiring 11/09/2017 - 144A, 0.000% 0.43%
Total Participation Notes 0.43%
Preferred Stock
Description % of Total Portfolio
Annaly Capital Mgmt, 7.625% 0.53%
Ares Management LP, 7.000% 0.45%
MTGE Investment Corp., 8.125% 0.13%
Hercules Capital, Inc.
07/30/2024, 6.250%
0.10%
Solar Capital Ltd.
11/15/2042, 6.750%
0.04%
Total Preferred Stock 1.25%

1Only individual long positions shown.

2Less than 0.005% of total portfolio as of 01/31/2017.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.