Clough Global Dividend and Income Fund

Holdings as of 12/31/2018, subject to change

Description % of Total Portfolio
Foreign Currency 4.69%
Microsoft Corp. 4.05%
Visa, Inc. 2.67%
Pfizer, Inc. 2.66%
Starwood Property Trust, Inc. 2.39%
Blackstone Mortgage Trust, Inc. 2.25%
Ares Capital Corp. 2.24%
Community Healthcare Trust, Inc. 2.15%
Citigroup, Inc. 2.06%
Ping An Insurance Group Co. of China, Ltd. 1.67%
Bank of America Corp. 1.66%
Total Return Swaps Contracts 1.45%
Mahindra & Mahindra, Ltd. 1.36%
HDFC Bank, Ltd. 1.28%
Maruti Suzuki India, Ltd. 1.22%
Bristol-Myers Squibb Co. 1.22%
Solar Capital, Ltd. 1.22%
Golub Capital BDC, Inc. 1.16%
JPMorgan Chase & Co. 1.05%
Lennar Corp. 0.98%
Anthem, Inc. 0.98%
Larsen & Toubro, Ltd. 0.96%
Amgen, Inc. 0.95%
Eli Lilly & Co. 0.93%
Broadcom, Ltd. 0.91%
Cisco Systems, Inc. 0.89%
SBA Communications Corp. 0.85%
Barings BDC, Inc. 0.82%
TPG Specialty Lending, Inc. 0.78%
Granite Point Mortgage Trust, Inc. 0.74%
Xilinx, Inc. 0.70%
DR Horton, Inc. 0.69%
China Mobile, Ltd. 0.67%
Nintendo Co., Ltd. 0.65%
Humana, Inc. 0.64%
Longfor Properties Co., Ltd. 0.63%
China Mobile, Ltd. 0.62%
UnitedHealth Group, Inc. 0.61%
Ladder Capital Corp. 0.60%
China Resources Land, Ltd. 0.60%
Johnson & Johnson 0.58%
Galaxy Entertainment Group, Ltd. 0.57%
ASML Holding NV 0.56%
DoubleLine Income Solutions Fund 0.38%
Apollo Senior Floating Rate Fund, Inc. 0.28%
Brookfield Real Assets Income Fund, Inc. 0.27%
Cornerstone Total Return Fund, Inc. 0.22%
Ashtead Group PLC 0.22%
KKR Income Opportunities Fund 0.22%
Aberdeen Total Dynamic Dividend Fund 0.22%
Royce Value Trust, Inc. 0.22%
Cornerstone Strategic Value Fund, Inc. 0.22%
Aberdeen Income Credit Strategies Fund 0.21%
MFS Charter Income Trust 0.19%
Blackstone / GSO Strategic Credit Fund 0.17%
Wells Fargo Multi-Sector Income Fund 0.16%
Fairway Energy LP - 144A 0.13%
Gabelli Convertible and Income Securities Fund, Inc. 0.11%
Advent Claymore Convertible Securities and Income Fund 0.09%
Securities Sold Short -7.20%
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class, 2.061% 5.36%
Total 57.83%
Fixed Income
Description % of Total Portfolio
U.S. Treasury Bond
02/15/2020, 3.625%
3.98%
U.S. Treasury Bond, 3.125% 3.62%
SunTrust Banks, Inc., 0.051% 1.21%
Morgan Stanley, 0.055% 1.15%
Citigroup, Inc., 0.058% 1.15%
U.S. Treasury Bonds
05/15/2030, 6.250%
1.06%
Citizens Financial Group, Inc. - 144A
09/28/2022, 4.150%
1.05%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.03%
Wells Fargo & Co., 0.066% 1.02%
U.S. Treasury Bonds, 4.750% 1.02%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.00%
JPMorgan Chase & Co., 0.053% 0.97%
U.S. Treasury Bonds, 4.375% 0.97%
Ashtead Capital, Inc. - 144A
10/01/2024, 5.625%
0.92%
U.S. Treasury Bonds, 3.625% 0.87%
JPMorgan Chase & Co., 0.060% 0.84%
U.S. Treasury Bonds
05/15/2037, 5.000%
0.80%
People's United Bank National Association
07/15/2024, 4.000%
0.79%
Main Street Capital Corp.
12/01/2019, 4.500%
0.79%
U.S. Treasury Note
11/30/2019, 1.750%
0.78%
New Mountain Finance Corp.
10/01/2023, 5.750%
0.78%
United States Treasury Bill
08/15/2019, 0.000%
0.77%
Bank of America Corp., 0.051% 0.77%
Hercules Capital, Inc.
10/23/2022, 4.625%
0.77%
M&T Bank Corp., 6.375% 0.76%
Fifth Third Bancorp, 0.049% 0.76%
Penske Truck Leasing Co. LP / PTL Finance Corp. - 144A
03/14/2023, 2.700%
0.75%
Ares Capital Corp.
03/01/2025, 4.250%
0.75%
Bayer US Finance II LLC - 144A
07/15/2022, 2.200%
0.74%
Bank of America Corp., 0.059% 0.72%
Ares Management Corp., 7.000% 0.72%
Annaly Capital Management, Inc., 6.500% 0.69%
Summit Hotel Properties, Inc., 6.250% 0.65%
First Republic Bank, 5.500% 0.62%
Huntington Ingalls Industries, Inc. - 144A
11/15/2025, 5.000%
0.60%
TPG Specialty Lending, Inc.
01/22/2023, 4.500%
0.59%
Interpublic Group of Cos., Inc.
04/15/2024, 4.200%
0.59%
Two Harbors Investment Corp., 0.000% 0.59%
BP Capital Markets America, Inc.
09/19/2022, 2.520%
0.53%
Fifth Third Bancorp, 0.051% 0.51%
Towne Bank/Portsmouth VA
07/30/2027, 0.045%
0.47%
PennyMac Mortgage Investment Trust, 0.000% 0.41%
Main Street Capital Corp.
12/01/2022, 4.500%
0.40%
Welltower, Inc.
03/15/2023, 3.750%
0.39%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.38%
BMW US Capital LLC
09/15/2021, 1.850%
0.38%
Two Harbors Investment Corp., 0.000% 0.38%
Annaly Capital Management, Inc., 8.125% 0.21%
Global Medical REIT, Inc., 7.500% 0.21%
PennyMac Mortgage Investment Trust, 0.000% 0.19%
United States Small Business Administration
12/01/2028, 6.220%
0.07%
Total Fixed Income 42.17%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.