Clough Global Dividend and Income Fund

Holdings as of 02/28/2018, subject to change

Closed-End Funds
Description % of Total Portfolio
Alpine Total Dynamic Dividend Fund 0.83%
Wells Fargo Multi-Sector Income Fund 0.43%
KKR Income Opportunities Fund 0.43%
Gabelli Equity Trust, Inc. 0.42%
Liberty All-Star Equity Fund 0.40%
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.37%
Total Closed-End Funds 2.88%
Description % of Total Portfolio
Total Return Swaps Contracts 11.08%
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
12/31/2049, 1.209%
9.85%
Microsoft Corp. 4.50%
Starwood Property Trust, Inc. 3.98%
Airbus SE 3.76%
Ares Capital Corp. 3.53%
JPMorgan Chase & Co. 3.44%
Bank of America Corp. 3.33%
Citigroup, Inc. 3.26%
Lam Research Corp. 3.23%
Blackstone Mortgage Trust, Inc. 3.18%
Pfizer, Inc. 2.87%
Kinder Morgan, Inc. 2.63%
Community Healthcare Trust, Inc. 2.60%
Solar Capital, Ltd. 1.71%
Cognizant Technology Solutions Corp. 1.71%
Liberty Ventures 1.70%
Midea Group Co., Ltd. - 144A
05/13/2019
1.70%
Golub Capital BDC, Inc. 1.64%
Panasonic Corp. 1.50%
BYD Co., Ltd. 1.42%
Tencent Holdings, Ltd. 1.32%
Country Garden Holdings Co., Ltd. 1.07%
Postal Savings Bank Of China Co., Ltd. - 144A 1.06%
Bristol-Myers Squibb Co. 0.96%
Morgan Stanley Institutional Liquidity Fund
12/31/2049, 0.004%
0.95%
Monolithic Power Systems, Inc. 0.91%
Amgen, Inc. 0.90%
First Republic Bank 0.89%
Keyence Corp. 0.87%
DR Horton, Inc. 0.82%
Broadcom, Ltd. 0.80%
Ping An Insurance Group Co. of China, Ltd. 0.79%
Longfor Properties Co., Ltd. 0.77%
Lennar Corp. 0.76%
Ladder Capital Corp. 0.74%
Fairway Energy LP - 144A 0.70%
TPG Specialty Lending, Inc. 0.68%
ViaSat, Inc. 0.68%
Japan Tobacco, Inc. 0.58%
Nintendo Co., Ltd. 0.57%
Service Corp. International 0.56%
Halyard Health, Inc. 0.54%
Morgan Stanley 0.53%
Global Medical REIT, Inc. 0.51%
Man Wah Holdings, Ltd. 0.49%
PulteGroup, Inc. 0.38%
Foreign Currency -0.75%
Securities Sold Short -9.44%
Total 82.26%
Fixed Income
Description % of Total Portfolio
U.S. Treasury Bills
03/08/2018, 0.789%
2.55%
Treasury Bill B 05/17/18
05/17/2018, 1.570%
2.54%
U.S. Treasury Bonds
11/15/2026, 6.500%
2.09%
Xcel Energy, Inc.
03/15/2021, 2.400%
2.01%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.68%
U.S. Treasury Bills
08/16/2018, 1.263%
1.52%
Citizens Financial Group, Inc. - 144A
09/28/2022, 4.150%
1.38%
U.S. Treasury Bonds
05/15/2030, 6.250%
1.37%
U.S. Treasury Bonds
02/15/2038, 4.375%
1.23%
SBA Small Business Investment Companies
09/10/2023, 3.644%
1.18%
Wells Fargo & Co.
12/31/2049, 0.080%
1.10%
Welltower, Inc.
04/01/2019, 4.125%
1.03%
Main Street Capital Corp.
12/01/2019, 4.500%
1.03%
Hercules Capital, Inc.
10/23/2022, 4.625%
1.03%
Tencent Holdings, Ltd.
05/02/2019, 3.375%
1.03%
Lennar Corp.
12/01/2018, 4.125%
1.03%
Jersey Central Power & Light Co.
06/15/2018, 4.800%
1.03%
JPMorgan Chase & Co.
09/23/2022, 3.250%
1.02%
General Motors Financial Co., Inc.
04/10/2018, 2.400%
1.02%
Citizens Bank National Association
03/14/2019, 2.500%
1.02%
BP Capital Markets PLC
05/10/2019, 2.237%
1.02%
First Republic Bank
06/17/2019, 2.375%
1.02%
Lennar Corp.
01/15/2022, 4.125%
1.01%
Volkswagen Group of America Finance LLC - 144A
11/20/2019, 2.450%
1.01%
DR Horton, Inc.
12/01/2020, 2.550%
1.01%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
1.01%
U.S. Treasury Notes
06/30/2019, 1.625%
1.01%
U.S. Treasury Notes
12/31/2019, 1.625%
1.01%
Southwest Air Luv 2 3/4 11/16/22
11/16/2022, 2.750%
1.00%
Goldman Sachs Group, Inc.
10/31/2022, 0.029%
1.00%
Tencent Holdings, Ltd. - 144A
01/19/2023, 2.985%
1.00%
Citigroup, Inc.
04/25/2022, 2.750%
1.00%
Morgan Stanley
05/19/2022, 2.750%
1.00%
Manufacturers & Traders Trust Co.
05/18/2022, 2.500%
1.00%
Jackson National Life Global Funding - 144A
04/29/2021, 2.250%
1.00%
Wells Fargo & Co.
07/22/2022, 2.625%
0.99%
Bank of America Corp.
10/21/2022, 2.503%
0.99%
Summit Hotel Properties, Inc., 6.250% 0.99%
Penske Truck Leasing Co. LP / PTL Finance Corp. - 144A
03/14/2023, 2.700%
0.98%
Ford Motor Credit Co. LLC
05/04/2023, 3.096%
0.98%
BMW US Capital LLC - 144A
09/15/2021, 1.850%
0.98%
Monsanto Co.
07/15/2022, 2.200%
0.97%
Federal Home Loan Mortgage Corp. - REMICS
07/15/2047, 2.500%
0.97%
Government National Mortgage Association - REMICS
01/20/2047, 2.500%
0.96%
Ares Management LP, 7.000% 0.94%
First Republic Bank
12/31/2049, 5.500%
0.89%
Government National Mortgage Association - REMICS
06/16/2036, 1.550%
0.85%
Federal National Mortgage Association - REMICS
03/25/2047, 3.000%
0.82%
Two Harbors Investment Corp., 0.000% 0.75%
Philip Morris International, Inc.
08/22/2022, 2.500%
0.74%
Government National Mortgage Association - REMICS
07/16/2041, 1.368%
0.73%
Government National Mortgage Association - REMICS
12/16/2053, 2.623%
0.73%
Government National Mortgage Association - REMICS
02/16/2046, 1.300%
0.72%
Annaly Capital Management, Inc.
12/31/2049, 6.500%
0.72%
EI du Pont de Nemours & Co.
05/01/2020, 2.200%
0.66%
PNC Bank National Association
11/05/2020, 2.450%
0.65%
Government National Mortgage Association - REMICS
02/16/2053, 2.111%
0.61%
PennyMac Mortgage Investment Trust, 0.000% 0.56%
Main Street Capital Corp.
12/01/2022, 4.500%
0.51%
Mitsubishi UFJ Trust & Banking Corp. - 144A
10/16/2019, 2.450%
0.51%
Branch Banking & Trust Co.
06/01/2020, 2.250%
0.50%
American Tower Corp.
06/15/2023, 3.000%
0.50%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.50%
BMW US Capital LLC
09/15/2021, 1.850%
0.49%
Two Harbors Investment Corp.
12/31/2049, 0.000%
0.49%
SBA Small Business Investment Companies
03/10/2026, 2.507%
0.49%
MTGE Investment Corp., 8.125% 0.28%
Global Medical REIT, Inc., 7.500% 0.27%
PennyMac Mortgage Investment Trust, 0.000% 0.25%
United States Small Business Administration
12/01/2028, 6.220%
0.13%
Total Fixed Income 67.09%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.