Clough Global Opportunities Fund
Holdings as of 10/31/2018, subject to change
| Description | % of Total Portfolio |
| Foreign Currency | 3.95% |
| Starwood Property Trust, Inc. | 3.45% |
| Citigroup, Inc. | 3.11% |
| GCI Liberty, Inc. | 3.10% |
| Ares Capital Corp. | 2.68% |
| Apple, Inc. | 2.54% |
| Blackstone Mortgage Trust, Inc. | 2.48% |
| JPMorgan Chase & Co. | 2.47% |
| Bank of America Corp. | 2.13% |
| Amazon.com, Inc. | 2.08% |
| Yelp, Inc. | 1.85% |
| salesforce.com, Inc. | 1.84% |
| Microsoft Corp. | 1.79% |
| Golub Capital BDC, Inc. | 1.17% |
| Carvana Co. | 1.16% |
| Solar Capital, Ltd. | 1.12% |
| Lennar Corp. | 1.12% |
| Credit Acceptance Corp. | 1.10% |
| Nintendo Co., Ltd. | 1.09% |
| TransDigm Group, Inc. | 1.06% |
| TPG Specialty Lending, Inc. | 0.94% |
| CRISPR Therapeutics AG | 0.94% |
| WNS Holdings, Ltd. | 0.93% |
| Johnson & Johnson | 0.92% |
| Ashtead Group PLC | 0.91% |
| Mimecast, Ltd. | 0.91% |
| Amgen, Inc. | 0.78% |
| Illumina, Inc. | 0.78% |
| DR Horton, Inc. | 0.75% |
| Pfizer, Inc. | 0.75% |
| Mahindra & Mahindra, Ltd. | 0.75% |
| Intra-Cellular Therapies, Inc. | 0.71% |
| Ladder Capital Corp. | 0.70% |
| ServiceNow, Inc. | 0.69% |
| Apellis Pharmaceuticals, Inc. | 0.67% |
| Ping An Insurance Group Co. of China, Ltd. | 0.66% |
| Shopify, Inc. | 0.65% |
| ViaSat, Inc. | 0.65% |
| Luxoft Holding, Inc. | 0.62% |
| Vertex Pharmaceuticals, Inc. | 0.62% |
| Correvio Pharma Corp. | 0.60% |
| Vonage Holdings Corp. | 0.60% |
| Talend SA | 0.59% |
| Guidewire Software, Inc. | 0.55% |
| RealPage, Inc. | 0.54% |
| Larsen & Toubro, Ltd. | 0.52% |
| Centrexion Therapeutics - 144A | 0.49% |
| Avanos Medical, Inc. | 0.46% |
| Home Depot, Inc. | 0.39% |
| Wayfair, Inc. | 0.35% |
| GW Pharmaceuticals PLC | 0.34% |
| Gossamer Biosciences - 144A | 0.33% |
| Boston Scientific Corp. | 0.30% |
| Align Technology, Inc. | 0.28% |
| Equillium, Inc. | 0.25% |
| BioMarin Pharmaceutical, Inc. | 0.24% |
| Fairway Energy LP - 144A | 0.22% |
| Sienna Biopharmaceuticals, Inc. | 0.12% |
| Total Return Swaps Contracts | -0.75% |
| Securities Sold Short | -8.21% |
| BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class, 2.061% | 4.49% |
| Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio 05/19/2016, 2.010% |
0.39% |
| Total | 59.71% |
| Fixed Income | |
|---|---|
| Description | % of Total Portfolio |
| Citigroup, Inc., 0.058% | 1.64% |
| U.S. Treasury Bills 10/31/2019, 1.500% |
1.20% |
| U.S. Treasury Notes 07/31/2020, 2.000% |
1.19% |
| U.S. Treasury Notes 01/31/2021, 2.125% |
1.19% |
| Morgan Stanley, 0.055% | 1.17% |
| U.S. Treasury Bonds 08/15/2026, 6.750% |
1.08% |
| Welltower, Inc. 04/01/2019, 4.125% |
1.02% |
| Bank of America Corp., 0.051% | 1.01% |
| U.S. Treasury Bills 02/28/2019, 1.375% |
1.01% |
| U.S. Treasury Bills 04/30/2019, 1.625% |
1.01% |
| JPMorgan Chase & Co., 0.053% | 0.98% |
| Wells Fargo & Co. 07/22/2022, 2.625% |
0.97% |
| U.S. Treasury Bonds, 4.375% | 0.93% |
| JPMorgan Chase & Co., 0.060% | 0.87% |
| U.S. Treasury Bonds 08/15/2029, 6.125% |
0.86% |
| TPG Specialty Lending, Inc. 01/22/2023, 4.500% |
0.84% |
| SBA Small Business Investment Companies 03/10/2028, 3.187% |
0.83% |
| New York Life Global Funding - 144A 06/10/2022, 0.028% |
0.81% |
| Fifth Third Bancorp, 0.049% | 0.80% |
| People's United Bank National Association 07/15/2024, 4.000% |
0.80% |
| Ashtead Capital, Inc. - 144A 10/01/2024, 5.625% |
0.79% |
| Lennar Corp. 01/15/2022, 4.125% |
0.79% |
| U.S. Treasury Bonds 11/15/2026, 6.500% |
0.79% |
| Ares Management LP, 7.000% | 0.77% |
| Wells Fargo & Co., 0.061% | 0.76% |
| Main Street Capital Corp. 12/01/2022, 4.500% |
0.75% |
| Goldman Sachs Group, Inc., 0.050% | 0.75% |
| U.S. Treasury Bonds, 4.750% | 0.74% |
| U.S. Treasury Bonds, 4.375% | 0.70% |
| U.S. Treasury Bonds, 4.375% | 0.70% |
| Toronto-Dominion Bank 12/14/2020, 2.500% |
0.66% |
| U.S. Treasury Bonds, 3.625% | 0.63% |
| Interpublic Group of Cos., Inc. 04/15/2024, 4.200% |
0.60% |
| Exelon Corp. 12/01/2020, 5.150% |
0.60% |
| Dominion Energy, Inc. 07/01/2020, 2.579% |
0.60% |
| DR Horton, Inc. 12/01/2020, 2.550% |
0.59% |
| Southwest Airlines Co. 11/16/2022, 2.750% |
0.59% |
| Hercules Capital, Inc. 10/23/2022, 4.625% |
0.58% |
| Summit Hotel Properties, Inc., 6.250% | 0.54% |
| Two Harbors Investment Corp., 0.000% | 0.51% |
| Solar Capital, Ltd. 01/20/2023, 4.500% |
0.48% |
| Bank of America Corp. 10/21/2022, 2.503% |
0.48% |
| Towne Bank/Portsmouth VA 07/30/2027, 0.045% |
0.48% |
| Huntington Ingalls Industries, Inc. - 144A 11/15/2025, 5.000% |
0.47% |
| Starwood Property Trust, Inc. - 144A 02/01/2021, 3.625% |
0.44% |
| Citizens Financial Group, Inc., 0.060% | 0.40% |
| PNC Bank National Association 11/05/2020, 2.450% |
0.40% |
| Home Depot, Inc. 09/15/2025, 3.350% |
0.40% |
| Federal National Mortgage Association - REMICS, 3.000% | 0.39% |
| Two Harbors Investment Corp., 0.000% | 0.39% |
| BP Capital Markets PLC 09/19/2022, 2.520% |
0.39% |
| PennyMac Mortgage Investment Trust, 0.000% | 0.35% |
| Annaly Capital Management, Inc., 6.500% | 0.31% |
| Philip Morris International, Inc. 08/22/2022, 2.500% |
0.31% |
| SBA Small Business Investment Companies 03/10/2026, 2.507% |
0.28% |
| Ares Capital Corp. 01/19/2022, 3.625% |
0.20% |
| Ares Capital Corp. 02/10/2023, 3.500% |
0.19% |
| SBA Small Business Investment Companies 09/10/2023, 3.644% |
0.18% |
| Ares Capital Corp. 11/30/2018, 4.875% |
0.10% |
| Biogen, Inc. 09/15/2020, 2.900% |
0.00%2 |
| Total Fixed Income | 40.29% |
1Only individual long positions shown.
2Less than 0.005% of total portfolio as of 10/31/2018.
According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.
Holdings subject to change without notice.