Clough Global Opportunities Fund

Holdings as of 03/31/2017, subject to change

Common Stock
Description % of Total Portfolio
Apple, Inc. 4.66%
Samsung Electronics Co., Ltd. 2.69%
Broadcom, Ltd. 2.05%
Liberty Ventures - Series A 2.04%
Citigroup, Inc. 1.79%
Liberty Broadband Corp. - Class C 1.78%
Starwood Property Trust, Inc. 1.75%
Ares Capital Corp. 1.70%
Bank of America Corp. 1.70%
Merck & Co., Inc.
02/22/2017
1.56%
Yelp, Inc.
06/10/2016
1.33%
DR Horton, Inc. 1.24%
ViaSat, Inc. 1.18%
Blackstone Mortgage Trust, Inc. - Class A 1.14%
Credit Acceptance Corp. 1.11%
Align Technology, Inc. 1.10%
Golub Capital BDC, Inc. 1.06%
Hologic, Inc. 1.01%
Microsoft Corp. 1.00%
Alphabet, Inc. - Class A 0.86%
PennyMac Mortgage Investment Trust 0.78%
Japan Tobacco, Inc. 0.77%
Bristol-Meyers Squibb Co. 0.75%
PulteGroup, Inc. 0.74%
Alexion Pharmaceuticals, Inc. 0.70%
Intra-Cellular Therapies, Inc. 0.68%
Fairway Energy LP - 144A 0.64%
Pfizer, Inc. 0.63%
T-Mobile US, Inc. 0.59%
Chr Hansen Holding A/S 0.59%
Biogen, Inc. 0.57%
Ellie Mae, Inc.
07/01/2018
0.56%
Celgene Corp. 0.54%
Cognizant Technology Solutions Corp. 0.54%
Akorn, Inc. 0.49%
Kweichow Moutai Co Ltd - 144A 0.47%
Lennar Corp. - Class A 0.47%
GW Pharmaceuticals PLC - ADR 0.46%
Welltower REIT, Inc. 0.46%
CRISPR Therapeutics AG - Series B - 144A 0.45%
Sony Corp. 0.45%
Alibaba Group Holding, Ltd. - Sponsored ADR 0.44%
Parsley Energy, Inc. - Class A 0.42%
Editas Medicine, Inc. 0.41%
Nintendo Co., Ltd. 0.40%
Ladder Capital Corp. 0.39%
Boston Scientific Corp. 0.38%
CRISPR Therapeutics AG 0.37%
salesforce.com, Inc.
11/10/2015
0.37%
Cardiome Pharma Corp. 0.37%
Ulvac, Inc. 0.34%
Baidu, Inc. - Sponsored ADR 0.34%
Vertex Pharmaceuticals, Inc. 0.33%
Cable One, Inc. 0.33%
Global Medical REIT, Inc. 0.33%
Envision Healthcare Corp. 0.31%
Solar Capital, Ltd. 0.30%
BioMarin Pharmaceutical, Inc. 0.28%
Service Corp. International 0.26%
MTGE Investment Corp. 0.14%
Jazz Pharmaceuticals PLC 0.12%
Kura Oncology, Inc. 0.05%
Total Common Stock 51.76%
Corporate Bonds
Description % of Total Portfolio
Wells Fargo & Co.
12/07/2020, 2.550%
1.18%
The Toronto-Dominion Bank
08/13/2019, 1.450%
1.05%
Pfizer, Inc.
05/15/2019, 2.100%
1.00%
Ares Capital Corp.
01/15/2020, 3.875%
0.88%
Liberty Mutual Group, Inc. - 144A
03/15/2037, 4.036%
0.84%
Dominion Gas Holdings LLC
12/15/2019, 2.500%
0.82%
Wells Fargo Bank NA
12/06/2019, 2.150%
0.81%
Physicians Realty LP
03/15/2027, 4.300%
0.80%
General Motors Financial Co. Inc
05/15/2023, 4.250%
0.73%
Ford Motor Credit Co., LLC
05/03/2019, 2.021%
0.70%
Ares Capital Corp.
01/19/2022, 3.625%
0.70%
Metropolitan Life Global Funding I - 144A
09/15/2021, 1.950%
0.68%
Care Capital Properties LP
08/15/2026, 5.125%
0.67%
Western Digital Corp. - 144A
04/01/2023, 7.375%
0.64%
CalAtlantic Group, Inc.
06/01/2026, 5.250%
0.62%
People's United Financial, Inc.
12/06/2022, 3.650%
0.61%
Welltower, Inc.
04/01/2019, 4.125%
0.61%
Lear Corp.
01/15/2023, 4.750%
0.61%
General Motors Co.
10/02/2018, 3.500%
0.60%
Morgan Stanley
06/16/2020, 2.800%
0.59%
Pricoa Global Funding I - 144A
05/16/2019, 2.200%
0.59%
Royal Bank of Canada
02/05/2020, 1.875%
0.58%
Citigroup, Inc., 5.800% 0.58%
Branch Banking & Trust Co.
05/10/2019, 1.450%
0.58%
Citizens Bank National Association
12/04/2019, 2.450%
0.57%
Microsoft Corp.
02/06/2047, 4.250%
0.57%
Biogen, Inc.
09/15/2020, 2.900%
0.56%
The Goldman Sachs Group, Inc.
11/15/2021, 2.350%
0.52%
Lear Corp.
01/15/2025, 5.250%
0.49%
Boston Properties LP
05/15/2021, 4.125%
0.49%
Jackson National Life Global Funding - 144A
04/29/2021, 2.250%
0.48%
Anheuser-Busch InBev Finance, Inc.
02/01/2019, 1.900%
0.48%
Comcast Corp.
08/15/2034, 4.200%
0.48%
Scripps Networks Interactive, Inc.
11/15/2019, 2.750%
0.47%
Scripps Networks Interactive, Inc.
06/15/2020, 2.800%
0.47%
Berkshire Hathaway, Inc.
08/14/2019, 2.100%
0.47%
The Goldman Sachs Group, Inc.
09/15/2020, 2.750%
0.47%
Manufacturers & Traders Trust Co.
07/25/2019, 2.250%
0.47%
PNC Bank National Association
11/05/2020, 2.450%
0.47%
The Bank of Nova Scotia
06/05/2019, 2.050%
0.47%
First Republic Bank
02/13/2047, 4.625%
0.47%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
0.47%
Johnson & Johnson
03/01/2036, 3.550%
0.47%
Omega Healthcare Investors, Inc.
04/01/2027, 4.500%
0.46%
AT&T, Inc.
05/15/2025, 3.400%
0.45%
EMC Corp.
06/01/2023, 3.375%
0.45%
Exelon Generation Co., LLC
01/15/2020, 2.950%
0.42%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp. - 144A
08/01/2021, 5.875%
0.42%
Chubb INA Holdings, Inc.
11/03/2020, 2.300%
0.41%
The Toronto-Dominion Bank
12/14/2020, 2.500%
0.39%
Textron Financial Corp. - 144A
02/15/1967, 2.774%
0.36%
First Republic Bank
06/17/2019, 2.375%
0.35%
Citizens Bank National Association
05/13/2021, 2.550%
0.35%
Royal Bank of Canada
04/15/2019, 1.625%
0.35%
PNC Bank National Association
07/29/2019, 1.450%
0.35%
EMC Corp.
06/01/2020, 2.650%
0.34%
First Republic Bank
08/01/2046, 4.375%
0.32%
Western Digital Corp.
04/01/2024, 10.500%
0.26%
NextEra Energy Capital Holdings, Inc.
09/15/2019, 2.700%
0.24%
Chevron Corp.
03/02/2018, 1.365%
0.22%
Kraft Heinz Foods Co.
07/02/2018, 2.000%
0.12%
Bank of America Corp.
10/21/2022, 2.503%
0.11%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp.
10/01/2017, 7.375%
0.10%
Total Corporate Bonds 33.28%
Other Financial Instruments
Description % of Total Portfolio
Total Return Swaps Contracts 7.26%
Rights and Warrants -0.02%
Future Contract -0.53%
Securities Sold Short -4.19%
Total Other Financial Instruments 2.52%
Asset/Mortgage Backed Securities
Description % of Total Portfolio
Government National Mortgage Association - REMICS
05/16/2039, 2.150%
1.03%
Government National Mortgage Association - REMICS
09/16/2041, 1.900%
0.55%
Government National Mortgage Association - REMICS
07/16/1951, 2.500%
0.51%
Government National Mortgage Association - REMICS
07/16/2041, 1.368%
0.45%
Government National Mortgage Association - REMICS
02/16/2046, 1.300%
0.41%
Government National Mortgage Association - REMICS
08/16/2047, 2.550%
0.37%
Government National Mortgage Association - REMICS
09/16/1952, 2.387%
0.34%
Government National Mortgage Association - REMICS
04/16/2046, 3.291%
0.03%
Total Asset/Mortgage Backed Securities 3.69%
Short-Term Investments
Description % of Total Portfolio
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
12/31/2049, 0.364%
1.08%
Morgan Stanley Institutional Liquidity Fund
12/31/2049, 0.578%
0.36%
Total Short-Term Investments 1.44%
Government & Agency Obligations
Description % of Total Portfolio
U.S. Treasury Notes
08/15/2017, 4.750%
1.19%
U.S. Treasury Bonds
11/15/2040, 4.250%
1.14%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.10%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.00%
U.S. Treasury Notes
02/15/2018, 3.500%
0.84%
U.S. Treasury Bonds
05/15/2030, 6.250%
0.66%
U.S. Treasury Bonds
08/15/2026, 6.750%
0.45%
Total Government & Agency Obligations 6.38%
Preferred Stock
Description % of Total Portfolio
NLY 7 5/8 SERIES E 0.48%
Ares Management LP, 7.000% 0.45%
Total Preferred Stock 0.93%

1Only individual long positions shown.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.