Clough Global Opportunities Fund
Holdings as of 07/31/2017, subject to change
| Common Stock | |
|---|---|
| Description | % of Total Portfolio |
| Liberty Ventures - Series A | 3.52% |
| Apple, Inc. | 3.12% |
| Citigroup, Inc. | 2.82% |
| Samsung Electronics Co., Ltd. | 2.66% |
| Starwood Property Trust, Inc. | 2.62% |
| Bank of America Corp. | 2.60% |
| Liberty Broadband Corp. | 2.38% |
| Ares Capital Corp. | 2.11% |
| Broadcom, Ltd. | 2.03% |
| Facebook, Inc. | 1.93% |
| Blackstone Mortgage Trust, Inc. | 1.52% |
| Credit Acceptance Corp. | 1.44% |
| DR Horton, Inc. | 1.37% |
| Yelp, Inc. 06/10/2016 |
1.37% |
| JPMorgan Chase & Co. 02/22/2017 |
1.32% |
| ViaSat, Inc. | 1.26% |
| AMERCO | 1.24% |
| Merck & Co., Inc. 02/22/2017 |
1.21% |
| Lam Research Corp. | 1.17% |
| Golub Capital BDC, Inc. | 1.08% |
| Cognizant Technology Solutions Corp. | 1.05% |
| PennyMac Mortgage Investment Trust | 1.02% |
| Align Technology, Inc. | 0.99% |
| Cypress Semiconductor Corp. | 0.87% |
| Japan Tobacco, Inc. | 0.85% |
| PulteGroup, Inc. | 0.79% |
| Microsoft Corp. | 0.79% |
| Solar Capital, Ltd. | 0.78% |
| Bristol-Myers Squibb Co. | 0.74% |
| Alexion Pharmaceuticals, Inc. | 0.72% |
| Bioverativ, Inc. | 0.71% |
| Dialog Semiconductor PLC | 0.70% |
| Alibaba Group Holding, Ltd. | 0.66% |
| Pfizer, Inc. | 0.63% |
| Nintendo Co., Ltd. | 0.61% |
| Sony Corp. | 0.56% |
| Amazon.com, Inc. | 0.56% |
| Western Digital Corp. | 0.56% |
| Fairway Energy LP - 144A | 0.55% |
| Hologic, Inc. | 0.54% |
| Cardiome Pharma Corp. | 0.53% |
| Ellie Mae, Inc. 07/01/2018 |
0.51% |
| Lennar Corp. - Class A | 0.50% |
| Welltower, Inc. | 0.49% |
| Vertex Pharmaceuticals, Inc. | 0.47% |
| Celgene Corp. | 0.47% |
| Foxconn Technology Co., Ltd. | 0.46% |
| Sienna Biopharmaceuticals - Series B - 144A | 0.45% |
| Franklin Resources, Inc. | 0.45% |
| Biogen, Inc. | 0.44% |
| Boston Scientific Corp. | 0.42% |
| Ulvac, Inc. | 0.41% |
| NuVasive, Inc. | 0.39% |
| Chr Hansen Holding A/S | 0.38% |
| CRISPR Therapeutics AG - Series B | 0.38% |
| Ladder Capital Corp. | 0.37% |
| salesforce.com, Inc. 11/10/2015 |
0.36% |
| GW Pharmaceuticals PLC | 0.35% |
| Global Medical REIT, Inc. | 0.35% |
| CRISPR Therapeutics AG | 0.34% |
| Sienna Biopharmaceuticals, Inc. | 0.32% |
| Vipshop Holdings, Ltd. | 0.29% |
| Semiconductor Manufacturing International Corp. | 0.26% |
| Baidu, Inc. | 0.23% |
| Intra-Cellular Therapies, Inc. | 0.23% |
| Man Wah Holdings, Ltd. | 0.15% |
| BioMarin Pharmaceutical, Inc. | 0.15% |
| Envision Healthcare Corp. | 0.14% |
| MTGE Investment Corp. | 0.06% |
| Kura Oncology, Inc. | 0.06% |
| Total Common Stock | 63.86% |
| Corporate Bonds | |
|---|---|
| Description | % of Total Portfolio |
| Wells Fargo & Co. 12/07/2020, 2.550% |
1.23% |
| Ares Capital Corp. 01/15/2020, 3.875% |
0.91% |
| Liberty Mutual Group, Inc. - 144A 03/15/2037, 4.151% |
0.89% |
| Lear Corp. 01/15/2023, 4.750% |
0.81% |
| Ford Motor Credit Co. LLC 03/18/2021, 3.336% |
0.74% |
| Ares Capital Corp. 01/19/2022, 3.625% |
0.74% |
| Metropolitan Life Global Funding I - 144A 09/15/2021, 1.950% |
0.72% |
| Avalonbay Commun Avb 2.95 09/15/22 09/15/2022, 2.950% |
0.64% |
| Welltower, Inc. 04/01/2019, 4.125% |
0.63% |
| Morgan Stanley 06/16/2020, 2.800% |
0.62% |
| General Motors Financial Co., Inc. 07/06/2021, 3.200% |
0.62% |
| Royal Bank of Canada 02/05/2020, 1.875% |
0.60% |
| Citizens Bank NA 05/13/2021, 2.550% |
0.60% |
| Goldman Sachs Group, Inc. 11/15/2021, 2.350% |
0.54% |
| Lear Corp. 01/15/2025, 5.250% |
0.52% |
| Boston Properties LP 05/15/2021, 4.125% |
0.51% |
| VF Corp. 09/01/2021, 3.500% |
0.51% |
| Jackson National Life Global Funding - 144A 04/29/2021, 2.250% |
0.50% |
| JPMorgan Chase & Co. 09/23/2022, 3.250% |
0.50% |
| First Republic Bank 02/13/2047, 4.625% |
0.49% |
| Goldman Sachs Group, Inc. 09/15/2020, 2.750% |
0.49% |
| Amazon.com, Inc. 11/29/2022, 2.500% |
0.49% |
| PNC Bank NA 11/05/2020, 2.450% |
0.49% |
| Manufacturers & Traders Trust Co. 02/06/2020, 2.100% |
0.49% |
| JPMorgan Chase & Co. 06/07/2021, 2.400% |
0.49% |
| New York Life Global Funding - 144A 04/09/2020, 2.000% |
0.48% |
| EMC Corp. 06/01/2023, 3.375% |
0.47% |
| BMW US Capital LLC 09/15/2021, 1.850% |
0.46% |
| Exelon Generation Co. LLC 01/15/2020, 2.950% |
0.43% |
| Chubb INA Holdings, Inc. 11/03/2020, 2.300% |
0.43% |
| Toronto-Dominion Bank 12/14/2020, 2.500% |
0.41% |
| Five Corners Funding Trust - 144A 11/15/2023, 4.419% |
0.39% |
| First Republic Bank 06/17/2019, 2.375% |
0.37% |
| EMC Corp. 06/01/2020, 2.650% |
0.36% |
| Citizens Bank NA 12/04/2019, 2.450% |
0.34% |
| Scripps Networks Interactive, Inc. 06/15/2022, 3.500% |
0.33% |
| Bank of America Corp. 10/21/2022, 2.503% |
0.12% |
| Biogen, Inc. 09/15/2020, 2.900% |
0.00%2 |
| Total Corporate Bonds | 20.36% |
| Other Financial Instruments | |
|---|---|
| Description | % of Total Portfolio |
| Total Return Swaps Contracts | 1.79% |
| Foreign Currency | 1.13% |
| Rights and Warrants | 0.00%2 |
| Futures Contracts | -0.55% |
| Securities Sold Short | -5.76% |
| Total Other Financial Instruments | -3.39% |
| Asset/Mortgage Backed Securities | |
|---|---|
| Description | % of Total Portfolio |
| Government National Mortgage Association 05/16/2039, 2.150% |
0.96% |
| Government National Mortgage Association 01/16/1958, 2.400% |
0.53% |
| Government National Mortgage Association 09/16/2041, 1.900% |
0.51% |
| Government National Mortgage Association 07/16/1951, 2.500% |
0.49% |
| Federal National Mortgage Association REMICS 08/25/2047, 3.500% |
0.48% |
| Government National Mortgage Association 07/16/2041, 1.368% |
0.45% |
| Government National Mortgage Association 02/16/2046, 1.300% |
0.42% |
| Government National Mortgage Association 08/16/2047, 2.550% |
0.38% |
| Government National Mortgage Association 12/16/1953, 2.623% |
0.35% |
| Government National Mortgage Association 09/16/1952, 2.387% |
0.31% |
| Total Asset/Mortgage Backed Securities | 4.88% |
| Short-Term Investments | |
|---|---|
| Description | % of Total Portfolio |
| BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class 12/31/2049, 0.630% |
3.76% |
| Total Short-Term Investments | 3.76% |
| Government & Agency Obligations | |
|---|---|
| Description | % of Total Portfolio |
| U.S. Treasury Bond 11/15/2040, 4.250% |
1.81% |
| U.S. Treasury Bond 08/15/2029, 6.125% |
1.14% |
| U.S. Treasury Bond 11/15/2026, 6.500% |
1.03% |
| U.S. Treasury Bonds 05/15/2040, 4.375% |
0.69% |
| U.S. Treasury Bond 02/15/2047, 3.000% |
0.62% |
| U.S. Treasury Bonds 02/15/2038, 4.375% |
0.61% |
| Total Government & Agency Obligations | 5.90% |
| Municipal Bond | |
|---|---|
| Description | % of Total Portfolio |
| State Board of Administration Finance Corp. 07/01/2021, 2.638% |
0.86% |
| New York City Transitional Finance Authority Future Tax Secured Revenue 02/01/2026, 3.080% |
0.49% |
| State of Wisconsin 05/01/2023, 2.049% |
0.47% |
| New York Transportation Development Corp. 07/01/2024, 3.023% |
0.37% |
| New York State Urban Development Corp. 03/15/2023, 2.670% |
0.37% |
| Total Municipal Bond | 2.56% |
| Participation Notes | |
|---|---|
| Description | % of Total Portfolio |
| Midea Group Co., Ltd. - Class A - 144A | 0.57% |
| Kweichow Moutai Co., Ltd. - Class A (Loan Participation Notes issued by Morgan Stanley Asia Products), expiring 11/09/2017 - 144A | 0.31% |
| Total Participation Notes | 0.88% |
| Preferred Stock | |
|---|---|
| Description | % of Total Portfolio |
| Annaly Capital Management, Inc., 7.625% | 0.50% |
| Ares Management LP, 7.000% | 0.48% |
| PennyMac Mortgage Investment Trust, 8.000% | 0.21% |
| Total Preferred Stock | 1.19% |
1Only individual long positions shown.
2Less than 0.005% of total portfolio as of 07/31/2017.
According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.
Holdings subject to change without notice.