Clough Global Opportunities Fund

Holdings as of 10/31/2018, subject to change

Description % of Total Portfolio
Foreign Currency 3.95%
Starwood Property Trust, Inc. 3.45%
Citigroup, Inc. 3.11%
GCI Liberty, Inc. 3.10%
Ares Capital Corp. 2.68%
Apple, Inc. 2.54%
Blackstone Mortgage Trust, Inc. 2.48%
JPMorgan Chase & Co. 2.47%
Bank of America Corp. 2.13%
Amazon.com, Inc. 2.08%
Yelp, Inc. 1.85%
salesforce.com, Inc. 1.84%
Microsoft Corp. 1.79%
Golub Capital BDC, Inc. 1.17%
Carvana Co. 1.16%
Solar Capital, Ltd. 1.12%
Lennar Corp. 1.12%
Credit Acceptance Corp. 1.10%
Nintendo Co., Ltd. 1.09%
TransDigm Group, Inc. 1.06%
TPG Specialty Lending, Inc. 0.94%
CRISPR Therapeutics AG 0.94%
WNS Holdings, Ltd. 0.93%
Johnson & Johnson 0.92%
Ashtead Group PLC 0.91%
Mimecast, Ltd. 0.91%
Amgen, Inc. 0.78%
Illumina, Inc. 0.78%
DR Horton, Inc. 0.75%
Pfizer, Inc. 0.75%
Mahindra & Mahindra, Ltd. 0.75%
Intra-Cellular Therapies, Inc. 0.71%
Ladder Capital Corp. 0.70%
ServiceNow, Inc. 0.69%
Apellis Pharmaceuticals, Inc. 0.67%
Ping An Insurance Group Co. of China, Ltd. 0.66%
Shopify, Inc. 0.65%
ViaSat, Inc. 0.65%
Luxoft Holding, Inc. 0.62%
Vertex Pharmaceuticals, Inc. 0.62%
Correvio Pharma Corp. 0.60%
Vonage Holdings Corp. 0.60%
Talend SA 0.59%
Guidewire Software, Inc. 0.55%
RealPage, Inc. 0.54%
Larsen & Toubro, Ltd. 0.52%
Centrexion Therapeutics - 144A 0.49%
Avanos Medical, Inc. 0.46%
Home Depot, Inc. 0.39%
Wayfair, Inc. 0.35%
GW Pharmaceuticals PLC 0.34%
Gossamer Biosciences - 144A 0.33%
Boston Scientific Corp. 0.30%
Align Technology, Inc. 0.28%
Equillium, Inc. 0.25%
BioMarin Pharmaceutical, Inc. 0.24%
Fairway Energy LP - 144A 0.22%
Sienna Biopharmaceuticals, Inc. 0.12%
Total Return Swaps Contracts -0.75%
Securities Sold Short -8.21%
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class, 2.061% 4.49%
Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio
05/19/2016, 2.010%
0.39%
Total 59.71%
Fixed Income
Description % of Total Portfolio
Citigroup, Inc., 0.058% 1.64%
U.S. Treasury Bills
10/31/2019, 1.500%
1.20%
U.S. Treasury Notes
07/31/2020, 2.000%
1.19%
U.S. Treasury Notes
01/31/2021, 2.125%
1.19%
Morgan Stanley, 0.055% 1.17%
U.S. Treasury Bonds
08/15/2026, 6.750%
1.08%
Welltower, Inc.
04/01/2019, 4.125%
1.02%
Bank of America Corp., 0.051% 1.01%
U.S. Treasury Bills
02/28/2019, 1.375%
1.01%
U.S. Treasury Bills
04/30/2019, 1.625%
1.01%
JPMorgan Chase & Co., 0.053% 0.98%
Wells Fargo & Co.
07/22/2022, 2.625%
0.97%
U.S. Treasury Bonds, 4.375% 0.93%
JPMorgan Chase & Co., 0.060% 0.87%
U.S. Treasury Bonds
08/15/2029, 6.125%
0.86%
TPG Specialty Lending, Inc.
01/22/2023, 4.500%
0.84%
SBA Small Business Investment Companies
03/10/2028, 3.187%
0.83%
New York Life Global Funding - 144A
06/10/2022, 0.028%
0.81%
Fifth Third Bancorp, 0.049% 0.80%
People's United Bank National Association
07/15/2024, 4.000%
0.80%
Ashtead Capital, Inc. - 144A
10/01/2024, 5.625%
0.79%
Lennar Corp.
01/15/2022, 4.125%
0.79%
U.S. Treasury Bonds
11/15/2026, 6.500%
0.79%
Ares Management LP, 7.000% 0.77%
Wells Fargo & Co., 0.061% 0.76%
Main Street Capital Corp.
12/01/2022, 4.500%
0.75%
Goldman Sachs Group, Inc., 0.050% 0.75%
U.S. Treasury Bonds, 4.750% 0.74%
U.S. Treasury Bonds, 4.375% 0.70%
U.S. Treasury Bonds, 4.375% 0.70%
Toronto-Dominion Bank
12/14/2020, 2.500%
0.66%
U.S. Treasury Bonds, 3.625% 0.63%
Interpublic Group of Cos., Inc.
04/15/2024, 4.200%
0.60%
Exelon Corp.
12/01/2020, 5.150%
0.60%
Dominion Energy, Inc.
07/01/2020, 2.579%
0.60%
DR Horton, Inc.
12/01/2020, 2.550%
0.59%
Southwest Airlines Co.
11/16/2022, 2.750%
0.59%
Hercules Capital, Inc.
10/23/2022, 4.625%
0.58%
Summit Hotel Properties, Inc., 6.250% 0.54%
Two Harbors Investment Corp., 0.000% 0.51%
Solar Capital, Ltd.
01/20/2023, 4.500%
0.48%
Bank of America Corp.
10/21/2022, 2.503%
0.48%
Towne Bank/Portsmouth VA
07/30/2027, 0.045%
0.48%
Huntington Ingalls Industries, Inc. - 144A
11/15/2025, 5.000%
0.47%
Starwood Property Trust, Inc. - 144A
02/01/2021, 3.625%
0.44%
Citizens Financial Group, Inc., 0.060% 0.40%
PNC Bank National Association
11/05/2020, 2.450%
0.40%
Home Depot, Inc.
09/15/2025, 3.350%
0.40%
Federal National Mortgage Association - REMICS, 3.000% 0.39%
Two Harbors Investment Corp., 0.000% 0.39%
BP Capital Markets PLC
09/19/2022, 2.520%
0.39%
PennyMac Mortgage Investment Trust, 0.000% 0.35%
Annaly Capital Management, Inc., 6.500% 0.31%
Philip Morris International, Inc.
08/22/2022, 2.500%
0.31%
SBA Small Business Investment Companies
03/10/2026, 2.507%
0.28%
Ares Capital Corp.
01/19/2022, 3.625%
0.20%
Ares Capital Corp.
02/10/2023, 3.500%
0.19%
SBA Small Business Investment Companies
09/10/2023, 3.644%
0.18%
Ares Capital Corp.
11/30/2018, 4.875%
0.10%
Biogen, Inc.
09/15/2020, 2.900%
0.00%2
Total Fixed Income 40.29%

1Only individual long positions shown.

2Less than 0.005% of total portfolio as of 10/31/2018.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.