Clough Global Opportunities Fund
Holdings as of 05/31/2017, subject to change
| Common Stock | |
|---|---|
| Description | % of Total Portfolio |
| Apple Inc | 3.36% |
| Liberty Ventures - Series A | 2.95% |
| Starwood Property Trust, Inc. | 2.47% |
| Citigroup, Inc. | 2.35% |
| Samsung Electronics Co., Ltd. | 2.33% |
| Ares Capital Corp. | 2.02% |
| Liberty Broadband Corp. - Class C | 2.02% |
| Bank of America Corp. | 1.88% |
| Merck & Co., Inc. 02/22/2017 |
1.55% |
| Broadcom, Ltd. | 1.53% |
| Blackstone Mortgage Trust, Inc. - Class A | 1.44% |
| DR Horton, Inc. | 1.19% |
| ViaSat, Inc. | 1.18% |
| Credit Acceptance Corp | 1.17% |
| Western Digital Corp. | 1.12% |
| Yelp Inc 06/10/2016 |
1.11% |
| Golub Capital BDC, Inc. | 1.06% |
| Microsoft Corp. | 1.04% |
| Align Technology Inc | 1.02% |
| Dialog Semiconductor Plc | 0.99% |
| Alphabet, Inc. - Class A | 0.98% |
| PennyMac Mortgage Investment Trust | 0.96% |
| Cognizant Technology Solutions Corp. - Class A | 0.95% |
| Japan Tobacco Inc | 0.87% |
| Alexion Pharmaceuticals, Inc. | 0.76% |
| Biogen, Inc. | 0.71% |
| Celgene Corp. | 0.70% |
| PulteGroup, Inc. | 0.69% |
| Chr Hansen Holding A/s | 0.62% |
| Fairway Energy Lp - Pp - 144A | 0.62% |
| Solar Capital, Ltd. | 0.62% |
| Ellie Mae Inc 07/01/2018 |
0.60% |
| Amerco | 0.60% |
| Pfizer Inc | 0.59% |
| Facebook, Inc. - Class A | 0.55% |
| Nintendo Co., Ltd. | 0.51% |
| Hologic, Inc. | 0.50% |
| Alibaba Group Holding, Ltd. - Sponsored ADR | 0.49% |
| Cardiome Pharma Corp | 0.49% |
| Sony Corp | 0.47% |
| Lennar Corp. - Class A | 0.46% |
| Welltower, Inc. | 0.46% |
| Foxconn Technology Co., Ltd. | 0.41% |
| Boston Scientific Corp | 0.40% |
| Ulvac Inc | 0.40% |
| salesforce.com, Inc. 11/10/2015 |
0.39% |
| Ladder Capital Corp. | 0.37% |
| Vertex Pharmaceuticals Inc | 0.36% |
| Bristol-Meyers Squibb Co. | 0.36% |
| Baidu, Inc. - Sponsored ADR | 0.36% |
| Global Medical Reit Inc | 0.33% |
| Ptc Inc | 0.29% |
| CRISPR Therapeutics AG - Series B - 144A | 0.28% |
| Vipshop Holdings, Ltd. - ADR | 0.28% |
| Biomarin Pharmaceutical Inc | 0.27% |
| Sienna Biopharmaceuticals - Series B - 144A | 0.27% |
| Crispr Therapeutics Ag | 0.25% |
| Semiconductor Manufacturing In | 0.24% |
| GW Pharmaceuticals PLC - ADR | 0.22% |
| Editas Medicine Inc | 0.20% |
| Intra-Cellular Therapies, Inc. | 0.19% |
| Mtge Investment Corp | 0.14% |
| Envision Healthcare Corp | 0.13% |
| Kura Oncology Inc | 0.05% |
| Total Common Stock | 54.17% |
| Corporate Bonds | |
|---|---|
| Description | % of Total Portfolio |
| Wells Fargo Co Wfc 2.55 12/07/20 12/07/2020, 2.550% |
1.16% |
| Ares Capital Cor Arcc 3 7/8 01/15/20 01/15/2020, 3.875% |
0.86% |
| Liberty Mutual Libmut 7 03/15/37 - 144A 03/15/2037, 4.036% |
0.83% |
| Dom Gas Hold Llc D 2 1/2 12/15/19 12/15/2019, 2.500% |
0.79% |
| Physicians Realt Doc 4.3 03/15/27 03/15/2027, 4.300% |
0.79% |
| Lear Corp Lea 4 3/4 01/15/23 01/15/2023, 4.750% |
0.77% |
| General Motors Financial Co., Inc. 05/15/2023, 4.250% |
0.71% |
| Ford Motor Cred F 3.336 03/18/21 03/18/2021, 3.336% |
0.70% |
| Ares Capital Cor Arcc 3 5/8 01/19/22 01/19/2022, 3.625% |
0.69% |
| Met Life Glob Met 1.95 09/15/21 - 144A 09/15/2021, 1.950% |
0.67% |
| First Rep Bank Frc 4 3/8 08/01/46 08/01/2046, 4.375% |
0.65% |
| Calatlantic Grou Caa 5 1/4 06/01/26 06/01/2026, 5.250% |
0.62% |
| People's United Pbct 3.65 12/06/22 12/06/2022, 3.650% |
0.60% |
| Health Care Reit Hcn 4 1/8 04/01/19 04/01/2019, 4.125% |
0.59% |
| Scripps Networks Interactive, Inc. 06/15/2022, 3.500% |
0.59% |
| Morgan Stanley Ms 2.8 06/16/20 06/16/2020, 2.800% |
0.58% |
| General Motors Financial Co., Inc. 07/06/2021, 3.200% |
0.58% |
| Pricoa Glob Fund Pru 2.2 05/16/19 - 144A 05/16/2019, 2.200% |
0.57% |
| Microsoft Corp Msft 4 1/4 02/06/47 02/06/2047, 4.250% |
0.57% |
| Royal Bk Canada Ry 1 7/8 02/05/20 02/05/2020, 1.875% |
0.57% |
| Citigroup, Inc., 5.800% | 0.57% |
| Citizens Bank National Association 05/13/2021, 2.550% |
0.56% |
| Biogen Inc Biib 2.9 09/15/20 09/15/2020, 2.900% |
0.55% |
| Goldman Sachs Gp Gs 2.35 11/15/21 11/15/2021, 2.350% |
0.51% |
| Lear Corp Lea 5 1/4 01/15/25 01/15/2025, 5.250% |
0.49% |
| Boston Prop Lp Bxp 4 1/8 05/15/21 05/15/2021, 4.125% |
0.49% |
| Vf Corp Vfc 3 1/2 09/01/21 09/01/2021, 3.500% |
0.48% |
| Jackson Nat Life Jaclif 2 1/4 04/29/21 - 144A 04/29/2021, 2.250% |
0.47% |
| First Rep Bank Frc 4 5/8 02/13/47 02/13/2047, 4.625% |
0.47% |
| Johnson&johnson Jnj 3.55 03/01/36 03/01/2036, 3.550% |
0.47% |
| Goldman Sachs Gp Gs 2 3/4 09/15/20 09/15/2020, 2.750% |
0.46% |
| PNC Bank National Association 11/05/2020, 2.450% |
0.46% |
| Amazon.com Inc Amzn 2 1/2 11/29/22 11/29/2022, 2.500% |
0.46% |
| Manuf & Traders Mtb 2 1/4 07/25/19 07/25/2019, 2.250% |
0.46% |
| Manuf & Traders Mtb 2.1 02/06/20 02/06/2020, 2.100% |
0.46% |
| New York Life Gl Nylife 2 04/09/20 - 144A 04/09/2020, 2.000% |
0.46% |
| Merck & Co Inc Mrk 2 3/4 02/10/25 02/10/2025, 2.750% |
0.46% |
| Jpmorgan Chase Jpm 2.4 06/07/21 06/07/2021, 2.400% |
0.46% |
| Omega Healthcare Ohi 4 1/2 04/01/27 04/01/2027, 4.500% |
0.46% |
| Unilever Capital Corp. 05/05/2027, 2.900% |
0.45% |
| At&t Inc T 3.4 05/15/25 05/15/2025, 3.400% |
0.45% |
| Emc Corp Emc 3 3/8 06/01/23 06/01/2023, 3.375% |
0.44% |
| Bmw Us Cap Llc Bmw 1.85 09/15/21 09/15/2021, 1.850% |
0.44% |
| Exelon Generation Co., LLC 01/15/2020, 2.950% |
0.41% |
| Ace Ina Holdings Cb 2.3 11/03/20 11/03/2020, 2.300% |
0.40% |
| Toronto Dom Bank Td 2 1/2 12/14/20 12/14/2020, 2.500% |
0.39% |
| Five Cor Fnd Trs Pru 4.419 11/15/23 - 144A 11/15/2023, 4.419% |
0.37% |
| Borg-warner Auto Bwa 4 3/8 03/15/45 03/15/2045, 4.375% |
0.37% |
| First Rep Bank Frc 2 3/8 06/17/19 06/17/2019, 2.375% |
0.34% |
| Emc Corp Dell 2.65 06/01/20 06/01/2020, 2.650% |
0.34% |
| Citizens Bank National Association 12/04/2019, 2.450% |
0.32% |
| Nextera Energy Nee 2.7 09/15/19 09/15/2019, 2.700% |
0.23% |
| Bank Of Amer Crp Bac 2.503 10/21/22 10/21/2022, 2.503% |
0.11% |
| Total Corporate Bonds | 28.15% |
| Other Financial Instruments | |
|---|---|
| Description | % of Total Portfolio |
| Total Return Swaps Contracts | 8.01% |
| Foreign Currency | 0.49% |
| Rights and Warrants | 0.00%2 |
| Futures Contracts | -0.52% |
| Securities Sold Short | -4.13% |
| Total Other Financial Instruments | 3.85% |
| Asset/Mortgage Backed Securities | |
|---|---|
| Description | % of Total Portfolio |
| Government National Mortgage Association - REMICS 05/16/2039, 2.150% |
0.97% |
| Government National Mortgage Association - REMICS 09/16/2041, 1.900% |
0.53% |
| Government National Mortgage Association - REMICS 01/16/1958, 2.400% |
0.51% |
| Government National Mortgage Association - REMICS 07/16/1951, 2.500% |
0.50% |
| Government National Mortgage Association - REMICS 07/16/2041, 1.368% |
0.44% |
| Government National Mortgage Association - REMICS 02/16/2046, 1.300% |
0.40% |
| Government National Mortgage Association - REMICS 08/16/2047, 2.550% |
0.37% |
| Government National Mortgage Association - REMICS 09/16/1952, 2.387% |
0.31% |
| Total Asset/Mortgage Backed Securities | 4.03% |
| Short-Term Investments | |
|---|---|
| Description | % of Total Portfolio |
| BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class 12/31/2049, 0.630% |
2.17% |
| Morgan Stanley Institutional Liquidity Fund 12/31/2049, 0.004% |
0.00%2 |
| Total Short-Term Investments | 2.17% |
| Government & Agency Obligations | |
|---|---|
| Description | % of Total Portfolio |
| U.S. Treasury Bonds 11/15/2040, 4.250% |
1.72% |
| U.S. Treasury Bonds 08/15/2029, 6.125% |
1.08% |
| U.S. Treasury Bonds 11/15/2026, 6.500% |
0.99% |
| Total Government & Agency Obligations | 3.79% |
| Municipal Bond | |
|---|---|
| Description | % of Total Portfolio |
| Florida State Board of Administration Finance Corp. Revenue Bonds, Series A 07/01/2021, 2.638% |
0.81% |
| New York City Ny Tran Ny 3.08 02/01/2026 02/01/2026, 3.080% |
0.46% |
| Wisconsin-a-ref-txbl Wi 2.05 05/01/2023 05/01/2023, 2.049% |
0.45% |
| New York State Urban Development Corp. 03/15/2023, 2.670% |
0.35% |
| Total Municipal Bond | 2.07% |
| Participation Notes | |
|---|---|
| Description | % of Total Portfolio |
| Kweichow Moutai Co., Ltd. - Class A (Loan Participation Notes issued by Morgan Stanley Asia Products), expiring 11/09/2017 - 144A | 0.53% |
| Midea Group Co., Ltd. - Class A - 144A | 0.32% |
| Total Participation Notes | 0.85% |
| Preferred Stock | |
|---|---|
| Description | % of Total Portfolio |
| Annaly Capital, Series E, 7.625% | 0.47% |
| Ares Mgmt 7%, Series A, 7.000% | 0.45% |
| Total Preferred Stock | 0.92% |
1Only individual long positions shown.
2Less than 0.005% of total portfolio as of 05/31/2017.
According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.
Holdings subject to change without notice.