Clough Global Opportunities Fund

Holdings as of 02/28/2017, subject to change

Common Stock
Description % of Total Portfolio
Apple, Inc. 4.56%
Citigroup, Inc. 2.30%
TransDigm Group, Inc. 2.25%
Liberty Ventures - Series A 2.12%
Bank of America Corp. 2.11%
Samsung Electronics Co., Ltd. 2.09%
Broadcom, Ltd. 2.02%
Liberty Broadband Corp. - Class C 1.87%
Starwood Property Trust, Inc. 1.82%
Ares Capital Corp. 1.78%
DR Horton, Inc. 1.54%
Yelp, Inc.
06/10/2016
1.41%
Merck & Co., Inc.
02/22/2017
1.38%
ViaSat, Inc. 1.31%
Blackstone Mortgage Trust, Inc. - Class A 1.18%
Credit Acceptance Corp. 1.15%
Lennar Corp. - Class A 1.11%
China Mobile, Ltd. 1.07%
Golub Capital BDC, Inc. 1.05%
Align Technology, Inc. 1.01%
Microsoft Corp. 1.00%
Hologic, Inc. 0.98%
IMAX Corp.
07/01/2018
0.97%
PulteGroup, Inc. 0.88%
Alphabet, Inc. - Class A 0.88%
T-Mobile US, Inc. 0.88%
Bristol-Meyers Squibb Co. 0.81%
EOG Resources, Inc. 0.76%
PennyMac Mortgage Investment Trust 0.76%
Concho Resources, Inc. 0.69%
Pioneer Natural Resources Co. 0.69%
Fairway Energy LP - 144A 0.65%
Pfizer, Inc. 0.65%
MedEquities Realty Trust, Inc. 0.64%
Biogen, Inc. 0.62%
Alibaba Group Holding, Ltd. - Sponsored ADR 0.60%
Intra-Cellular Therapies, Inc. 0.56%
Chr Hansen Holding A/S 0.56%
Alexion Pharmaceuticals, Inc. 0.55%
Service Corp. International 0.54%
CRISPR Therapeutics AG - Series B - 144A 0.50%
Monolithic Power Systems, Inc. 0.43%
Sony Corp. 0.42%
CRISPR Therapeutics AG 0.42%
Parsley Energy, Inc. - Class A 0.41%
Ladder Capital Corp. 0.40%
GW Pharmaceuticals PLC - ADR 0.39%
Boston Scientific Corp. 0.38%
Cardiome Pharma Corp. 0.38%
salesforce.com, Inc.
11/10/2015
0.38%
Nintendo Co., Ltd. 0.37%
JPMorgan Chase & Co.
02/22/2017
0.36%
Baidu, Inc. - Sponsored ADR 0.35%
Cable One, Inc. 0.34%
Ulvac, Inc. 0.33%
Gilead Sciences, Inc. 0.33%
Global Medical REIT, Inc. 0.31%
BioMarin Pharmaceutical, Inc. 0.31%
Jazz Pharmaceuticals PLC 0.23%
Akorn, Inc. 0.19%
Envision Healthcare Corp. 0.18%
MaxLinear, Inc. - Class A 0.10%
Solar Capital, Ltd. 0.10%
Kura Oncology, Inc. 0.08%
Bioverativ, Inc. 0.06%
Total Common Stock 57.55%
Corporate Bonds
Description % of Total Portfolio
Wells Fargo & Co.
12/07/2020, 2.550%
1.21%
The Toronto-Dominion Bank
08/13/2019, 1.450%
1.07%
Pfizer, Inc.
05/15/2019, 2.100%
1.03%
Ares Capital Corp.
01/15/2020, 3.875%
0.90%
Liberty Mutual Group, Inc.
03/15/2037, 7.000%
0.86%
Dominion Gas Holdings LLC
12/15/2019, 2.500%
0.84%
Wells Fargo Bank NA
12/06/2019, 2.150%
0.83%
General Motors Financial Co., Inc.
01/15/2020, 3.150%
0.74%
Ford Motor Credit Co., LLC
05/03/2019, 2.021%
0.72%
Ares Capital Corp.
01/19/2022, 3.625%
0.72%
Western Digital Corp.
04/01/2023, 7.375%
0.66%
CalAtlantic Group, Inc.
06/01/2026, 5.250%
0.64%
Lear Corp.
01/15/2023, 4.750%
0.63%
General Motors Co.
10/02/2018, 3.500%
0.62%
Morgan Stanley
06/16/2020, 2.800%
0.61%
Pricoa Global Funding I
05/16/2019, 2.200%
0.60%
Citigroup, Inc., 5.800% 0.60%
Royal Bank of Canada
02/05/2020, 1.875%
0.60%
Branch Banking & Trust Co.
05/10/2019, 1.450%
0.60%
Citizens Bank National Association
12/04/2019, 2.450%
0.58%
Biogen, Inc.
09/15/2020, 2.900%
0.58%
Western Digital Corp. -144A
04/01/2024, 10.500%
0.55%
The Kroger Co.
01/15/2019, 2.300%
0.55%
Southern Power Co.
12/15/2019, 1.950%
0.54%
Care Capital Properties LP -144A
08/15/2026, 5.125%
0.53%
Lear Corp.
01/15/2025, 5.250%
0.51%
Boston Properties LP
05/15/2021, 4.125%
0.51%
Jackson National Life Global Funding -144A
04/29/2021, 2.250%
0.49%
Anheuser-Busch InBev Finance, Inc.
02/01/2019, 1.900%
0.49%
People's United Financial, Inc.
12/06/2022, 3.650%
0.49%
Scripps Networks Interactive, Inc.
11/15/2019, 2.750%
0.49%
The Goldman Sachs Group, Inc.
09/15/2020, 2.750%
0.49%
Scripps Networks Interactive, Inc.
06/15/2020, 2.800%
0.49%
Manufacturers & Traders Trust Co.
07/25/2019, 2.250%
0.48%
PNC Bank National Association
11/05/2020, 2.450%
0.48%
The Bank of Nova Scotia
06/05/2019, 2.050%
0.48%
Manufacturers & Traders Trust Co.
02/06/2020, 2.100%
0.48%
Omega Healthcare Investors, Inc.
04/01/2027, 4.500%
0.48%
Metropolitan Life Global Funding I
12/19/2018, 1.750%
0.47%
AT&T, Inc.
05/15/2025, 3.400%
0.47%
EMC Corp.
06/01/2023, 3.375%
0.46%
Exelon Generation Co., LLC
01/15/2020, 2.950%
0.43%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp. -144A
08/01/2021, 5.875%
0.42%
Chubb INA Holdings, Inc.
11/03/2020, 2.300%
0.42%
The Toronto-Dominion Bank
12/14/2020, 2.500%
0.40%
Textron Financial Corp.
02/15/1967, 2.774%
0.36%
First Republic Bank
06/17/2019, 2.375%
0.36%
Citizens Bank National Association
05/13/2021, 2.550%
0.36%
Royal Bank of Canada
04/15/2019, 1.625%
0.36%
PNC Bank National Association
07/29/2019, 1.450%
0.36%
Metropolitan Life Global Funding I
09/15/2021, 1.950%
0.35%
NextEra Energy Capital Holdings, Inc.
09/15/2019, 2.700%
0.24%
Chevron Corp.
03/02/2018, 1.365%
0.22%
EMC Corp.
06/01/2018, 1.875%
0.18%
Kraft Heinz Foods Co.
07/02/2018, 2.000%
0.12%
Bank of America Corp.
10/21/2022, 2.503%
0.12%
Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp.
10/01/2017, 7.375%
0.11%
Total Corporate Bonds 30.38%
Other Financial Instruments
Description % of Total Portfolio
Total Return Swaps Contracts 4.68%
Warrants 0.00%2
Foreign Currency 0.00%2
Futures Contracts -1.07%
Securities Sold Short -4.33%
Total Other Financial Instruments -0.72%
Asset/Mortgage Backed Securities
Description % of Total Portfolio
Government National Mortgage Association - REMICS
05/16/2039, 2.150%
1.06%
Government National Mortgage Association - REMICS
09/16/2041, 1.900%
0.68%
Government National Mortgage Association - REMICS
07/16/1951, 2.500%
0.53%
Government National Mortgage Association - REMICS
07/16/2041, 1.368%
0.46%
Government National Mortgage Association - REMICS
02/16/2046, 1.300%
0.42%
Government National Mortgage Association - REMICS
08/16/2047, 2.550%
0.39%
Government National Mortgage Association - REMICS
09/16/1952, 2.387%
0.38%
Government National Mortgage Association - REMICS
04/16/2046, 3.291%
0.04%
Total Asset/Mortgage Backed Securities 3.96%
Government & Agency Obligations
Description % of Total Portfolio
U.S. Treasury Bonds
02/15/2041, 4.750%
1.43%
U.S. Treasury Bonds
05/15/2037, 5.000%
1.31%
U.S. Treasury Notes
08/15/2017, 4.750%
1.22%
U.S. Treasury Bonds
08/15/2029, 6.125%
1.13%
U.S. Treasury Bonds
11/15/2026, 6.500%
1.03%
U.S. Treasury Notes
02/15/2018, 3.500%
0.86%
U.S. Treasury Bonds
08/15/2026, 6.750%
0.46%
Total Government & Agency Obligations 7.44%
Participation Notes
Description % of Total Portfolio
Kweichow Moutai Co., Ltd. - Class A (Loan Participation Notes issued by Morgan Stanley Asia Products), expiring 11/09/2017 - 144A, 0.000% 0.45%
Total Participation Notes 0.45%
Preferred Stock
Description % of Total Portfolio
Annaly Capital Management, Inc., 7.625% 0.48%
Ares Management LP, 7.000% 0.46%
Total Preferred Stock 0.94%

1Only individual long positions shown.

2Less than 0.005% of total portfolio as of 02/28/2017.

According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.

Holdings subject to change without notice.