Clough Global Opportunities Fund
Holdings as of 03/31/2017, subject to change
| Common Stock | |
|---|---|
| Description | % of Total Portfolio |
| Apple, Inc. | 4.66% |
| Samsung Electronics Co., Ltd. | 2.69% |
| Broadcom, Ltd. | 2.05% |
| Liberty Ventures - Series A | 2.04% |
| Citigroup, Inc. | 1.79% |
| Liberty Broadband Corp. - Class C | 1.78% |
| Starwood Property Trust, Inc. | 1.75% |
| Ares Capital Corp. | 1.70% |
| Bank of America Corp. | 1.70% |
| Merck & Co., Inc. 02/22/2017 |
1.56% |
| Yelp, Inc. 06/10/2016 |
1.33% |
| DR Horton, Inc. | 1.24% |
| ViaSat, Inc. | 1.18% |
| Blackstone Mortgage Trust, Inc. - Class A | 1.14% |
| Credit Acceptance Corp. | 1.11% |
| Align Technology, Inc. | 1.10% |
| Golub Capital BDC, Inc. | 1.06% |
| Hologic, Inc. | 1.01% |
| Microsoft Corp. | 1.00% |
| Alphabet, Inc. - Class A | 0.86% |
| PennyMac Mortgage Investment Trust | 0.78% |
| Japan Tobacco, Inc. | 0.77% |
| Bristol-Meyers Squibb Co. | 0.75% |
| PulteGroup, Inc. | 0.74% |
| Alexion Pharmaceuticals, Inc. | 0.70% |
| Intra-Cellular Therapies, Inc. | 0.68% |
| Fairway Energy LP - 144A | 0.64% |
| Pfizer, Inc. | 0.63% |
| T-Mobile US, Inc. | 0.59% |
| Chr Hansen Holding A/S | 0.59% |
| Biogen, Inc. | 0.57% |
| Ellie Mae, Inc. 07/01/2018 |
0.56% |
| Celgene Corp. | 0.54% |
| Cognizant Technology Solutions Corp. | 0.54% |
| Akorn, Inc. | 0.49% |
| Kweichow Moutai Co Ltd - 144A | 0.47% |
| Lennar Corp. - Class A | 0.47% |
| GW Pharmaceuticals PLC - ADR | 0.46% |
| Welltower REIT, Inc. | 0.46% |
| CRISPR Therapeutics AG - Series B - 144A | 0.45% |
| Sony Corp. | 0.45% |
| Alibaba Group Holding, Ltd. - Sponsored ADR | 0.44% |
| Parsley Energy, Inc. - Class A | 0.42% |
| Editas Medicine, Inc. | 0.41% |
| Nintendo Co., Ltd. | 0.40% |
| Ladder Capital Corp. | 0.39% |
| Boston Scientific Corp. | 0.38% |
| CRISPR Therapeutics AG | 0.37% |
| salesforce.com, Inc. 11/10/2015 |
0.37% |
| Cardiome Pharma Corp. | 0.37% |
| Ulvac, Inc. | 0.34% |
| Baidu, Inc. - Sponsored ADR | 0.34% |
| Vertex Pharmaceuticals, Inc. | 0.33% |
| Cable One, Inc. | 0.33% |
| Global Medical REIT, Inc. | 0.33% |
| Envision Healthcare Corp. | 0.31% |
| Solar Capital, Ltd. | 0.30% |
| BioMarin Pharmaceutical, Inc. | 0.28% |
| Service Corp. International | 0.26% |
| MTGE Investment Corp. | 0.14% |
| Jazz Pharmaceuticals PLC | 0.12% |
| Kura Oncology, Inc. | 0.05% |
| Total Common Stock | 51.76% |
| Corporate Bonds | |
|---|---|
| Description | % of Total Portfolio |
| Wells Fargo & Co. 12/07/2020, 2.550% |
1.18% |
| The Toronto-Dominion Bank 08/13/2019, 1.450% |
1.05% |
| Pfizer, Inc. 05/15/2019, 2.100% |
1.00% |
| Ares Capital Corp. 01/15/2020, 3.875% |
0.88% |
| Liberty Mutual Group, Inc. - 144A 03/15/2037, 4.036% |
0.84% |
| Dominion Gas Holdings LLC 12/15/2019, 2.500% |
0.82% |
| Wells Fargo Bank NA 12/06/2019, 2.150% |
0.81% |
| Physicians Realty LP 03/15/2027, 4.300% |
0.80% |
| General Motors Financial Co. Inc 05/15/2023, 4.250% |
0.73% |
| Ford Motor Credit Co., LLC 05/03/2019, 2.021% |
0.70% |
| Ares Capital Corp. 01/19/2022, 3.625% |
0.70% |
| Metropolitan Life Global Funding I - 144A 09/15/2021, 1.950% |
0.68% |
| Care Capital Properties LP 08/15/2026, 5.125% |
0.67% |
| Western Digital Corp. - 144A 04/01/2023, 7.375% |
0.64% |
| CalAtlantic Group, Inc. 06/01/2026, 5.250% |
0.62% |
| People's United Financial, Inc. 12/06/2022, 3.650% |
0.61% |
| Welltower, Inc. 04/01/2019, 4.125% |
0.61% |
| Lear Corp. 01/15/2023, 4.750% |
0.61% |
| General Motors Co. 10/02/2018, 3.500% |
0.60% |
| Morgan Stanley 06/16/2020, 2.800% |
0.59% |
| Pricoa Global Funding I - 144A 05/16/2019, 2.200% |
0.59% |
| Royal Bank of Canada 02/05/2020, 1.875% |
0.58% |
| Citigroup, Inc., 5.800% | 0.58% |
| Branch Banking & Trust Co. 05/10/2019, 1.450% |
0.58% |
| Citizens Bank National Association 12/04/2019, 2.450% |
0.57% |
| Microsoft Corp. 02/06/2047, 4.250% |
0.57% |
| Biogen, Inc. 09/15/2020, 2.900% |
0.56% |
| The Goldman Sachs Group, Inc. 11/15/2021, 2.350% |
0.52% |
| Lear Corp. 01/15/2025, 5.250% |
0.49% |
| Boston Properties LP 05/15/2021, 4.125% |
0.49% |
| Jackson National Life Global Funding - 144A 04/29/2021, 2.250% |
0.48% |
| Anheuser-Busch InBev Finance, Inc. 02/01/2019, 1.900% |
0.48% |
| Comcast Corp. 08/15/2034, 4.200% |
0.48% |
| Scripps Networks Interactive, Inc. 11/15/2019, 2.750% |
0.47% |
| Scripps Networks Interactive, Inc. 06/15/2020, 2.800% |
0.47% |
| Berkshire Hathaway, Inc. 08/14/2019, 2.100% |
0.47% |
| The Goldman Sachs Group, Inc. 09/15/2020, 2.750% |
0.47% |
| Manufacturers & Traders Trust Co. 07/25/2019, 2.250% |
0.47% |
| PNC Bank National Association 11/05/2020, 2.450% |
0.47% |
| The Bank of Nova Scotia 06/05/2019, 2.050% |
0.47% |
| First Republic Bank 02/13/2047, 4.625% |
0.47% |
| Manufacturers & Traders Trust Co. 02/06/2020, 2.100% |
0.47% |
| Johnson & Johnson 03/01/2036, 3.550% |
0.47% |
| Omega Healthcare Investors, Inc. 04/01/2027, 4.500% |
0.46% |
| AT&T, Inc. 05/15/2025, 3.400% |
0.45% |
| EMC Corp. 06/01/2023, 3.375% |
0.45% |
| Exelon Generation Co., LLC 01/15/2020, 2.950% |
0.42% |
| Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp. - 144A 08/01/2021, 5.875% |
0.42% |
| Chubb INA Holdings, Inc. 11/03/2020, 2.300% |
0.41% |
| The Toronto-Dominion Bank 12/14/2020, 2.500% |
0.39% |
| Textron Financial Corp. - 144A 02/15/1967, 2.774% |
0.36% |
| First Republic Bank 06/17/2019, 2.375% |
0.35% |
| Citizens Bank National Association 05/13/2021, 2.550% |
0.35% |
| Royal Bank of Canada 04/15/2019, 1.625% |
0.35% |
| PNC Bank National Association 07/29/2019, 1.450% |
0.35% |
| EMC Corp. 06/01/2020, 2.650% |
0.34% |
| First Republic Bank 08/01/2046, 4.375% |
0.32% |
| Western Digital Corp. 04/01/2024, 10.500% |
0.26% |
| NextEra Energy Capital Holdings, Inc. 09/15/2019, 2.700% |
0.24% |
| Chevron Corp. 03/02/2018, 1.365% |
0.22% |
| Kraft Heinz Foods Co. 07/02/2018, 2.000% |
0.12% |
| Bank of America Corp. 10/21/2022, 2.503% |
0.11% |
| Ladder Capital Finance Holdings LLLP / Ladder Capital Finance Corp. 10/01/2017, 7.375% |
0.10% |
| Total Corporate Bonds | 33.28% |
| Other Financial Instruments | |
|---|---|
| Description | % of Total Portfolio |
| Total Return Swaps Contracts | 7.26% |
| Rights and Warrants | -0.02% |
| Future Contract | -0.53% |
| Securities Sold Short | -4.19% |
| Total Other Financial Instruments | 2.52% |
| Asset/Mortgage Backed Securities | |
|---|---|
| Description | % of Total Portfolio |
| Government National Mortgage Association - REMICS 05/16/2039, 2.150% |
1.03% |
| Government National Mortgage Association - REMICS 09/16/2041, 1.900% |
0.55% |
| Government National Mortgage Association - REMICS 07/16/1951, 2.500% |
0.51% |
| Government National Mortgage Association - REMICS 07/16/2041, 1.368% |
0.45% |
| Government National Mortgage Association - REMICS 02/16/2046, 1.300% |
0.41% |
| Government National Mortgage Association - REMICS 08/16/2047, 2.550% |
0.37% |
| Government National Mortgage Association - REMICS 09/16/1952, 2.387% |
0.34% |
| Government National Mortgage Association - REMICS 04/16/2046, 3.291% |
0.03% |
| Total Asset/Mortgage Backed Securities | 3.69% |
| Short-Term Investments | |
|---|---|
| Description | % of Total Portfolio |
| BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class 12/31/2049, 0.364% |
1.08% |
| Morgan Stanley Institutional Liquidity Fund 12/31/2049, 0.578% |
0.36% |
| Total Short-Term Investments | 1.44% |
| Government & Agency Obligations | |
|---|---|
| Description | % of Total Portfolio |
| U.S. Treasury Notes 08/15/2017, 4.750% |
1.19% |
| U.S. Treasury Bonds 11/15/2040, 4.250% |
1.14% |
| U.S. Treasury Bonds 08/15/2029, 6.125% |
1.10% |
| U.S. Treasury Bonds 11/15/2026, 6.500% |
1.00% |
| U.S. Treasury Notes 02/15/2018, 3.500% |
0.84% |
| U.S. Treasury Bonds 05/15/2030, 6.250% |
0.66% |
| U.S. Treasury Bonds 08/15/2026, 6.750% |
0.45% |
| Total Government & Agency Obligations | 6.38% |
| Preferred Stock | |
|---|---|
| Description | % of Total Portfolio |
| NLY 7 5/8 SERIES E | 0.48% |
| Ares Management LP, 7.000% | 0.45% |
| Total Preferred Stock | 0.93% |
1Only individual long positions shown.
According to the Fund's holding disclosure policy, as approved by the Board of Trustees, the release of the month-end holdings information will be delayed at least 30 days.
Holdings subject to change without notice.